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Horizon Technology Finance

28 hedge funds and large institutions have $29.1M invested in Horizon Technology Finance in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

14% more capital invested

Capital invested by funds: $25.6M → $29.1M (+$3.47M)

10% less funds holding

Funds holding: 3128 (-3)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
28
Holders Change
-3
Holders Change %
-9.68%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
8
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$11M +$1.18M +84,717 +12%
UBS Group
2
UBS Group
Switzerland
$5.92M +$5.89M +423,167 New
CIM
3
Confluence Investment Management
Missouri
$3.99M -$433K -31,136 -10%
LSV Asset Management
4
LSV Asset Management
Illinois
$1.91M
Morgan Stanley
5
Morgan Stanley
New York
$1.81M +$785K +56,435 +77%
HIM
6
Hillsdale Investment Management
Ontario, Canada
$753K +$748K +53,800 New
Wells Fargo
7
Wells Fargo
California
$711K +$29K +2,084 +4%
Two Sigma Investments
8
Two Sigma Investments
New York
$649K -$170K -12,244 -21%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$453K -$226K -16,275 -33%
VanEck Associates
10
VanEck Associates
New York
$395K +$96.2K +6,917 +32%
BAS
11
Brown Advisory Securities
Maryland
$361K -$70.2K -5,047 -16%
WFI
12
West Family Investments
California
$340K +$208K +14,980 +161%
RJA
13
Raymond James & Associates
Florida
$216K +$1.39K +100 +0.7%
Millennium Management
14
Millennium Management
New York
$203K +$24.3K +1,744 +14%
GWA
15
Genesis Wealth Advisors
Massachusetts
$98.8K +$97.4K +7,000 New
Invesco
16
Invesco
Georgia
$76K -$10.7K -768 -12%
MSE
17
MUFG Securities EMEA
United Kingdom
$61K
Creative Planning
18
Creative Planning
Kansas
$28K -$2.78K -200 -9%
FNBT
19
FineMark National Bank & Trust
Florida
$28K
Deutsche Bank
20
Deutsche Bank
Germany
$27K -$779 -56 -3%
Citigroup
21
Citigroup
New York
$24K +$2.69K +193 +13%
TRCT
22
Tower Research Capital (TRC)
New York
$23K +$6.25K +449 +39%
AIG
23
American International Group
New York
$18.4K +$17.8K +1,280 +4,000%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$14K +$125 +9 +0.9%
MFS
25
MSI Financial Services
Massachusetts
$1K +$626 +45 +129%

HRZN Hedge Fund Activity: Q4 2014 in Review

28 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q4 2014, worth a combined $29.1M — up 14% from $25.6M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of HRZN and 5 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 12 added.

The largest buyer was Advisors Asset Management, adding an estimated $1.18M. The largest seller was Confluence Investment Management, cutting an estimated $433K.

  • 28 institutional investors held Horizon Technology Finance (HRZN) as of Q4 2014, down from 31 in Q3 2014.
  • Funds reported $29.1M of Horizon Technology Finance stock for Q4 2014, up 14% quarter-over-quarter.
  • 5 funds opened new Horizon Technology Finance positions in Q4 2014 and 6 closed out, a net change of -1 holder.
  • The largest Horizon Technology Finance buyer in Q4 2014 was Advisors Asset Management, an estimated $1.18M added.
  • The largest Horizon Technology Finance seller in Q4 2014 was Confluence Investment Management, an estimated $433K sold.

Based on aggregated 13F filings for Q4 2014.