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Horizon Technology Finance
HRZN

Overview Fund Activity

28 hedge funds and large institutions have $29.1M invested in Horizon Technology Finance in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
-3
Holders Change %
-9.68%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
12
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$1.19M
2
Morgan Stanley
Morgan Stanley
New York
+$789K
3
HIM
Hillsdale Investment Management
Ontario, Canada
+$753K
4
WFI
West Family Investments
California
+$210K
5
VanEck Associates
VanEck Associates
New York
+$96.7K

Top Sellers

1
CIM
Confluence Investment Management
Missouri
-$436K
2
Two Sigma Advisers
Two Sigma Advisers
New York
-$228K
3
Two Sigma Investments
Two Sigma Investments
New York
-$171K
4
Goldman Sachs
Goldman Sachs
New York
-$156K
5
BAS
Brown Advisory Securities
Maryland
-$70.3K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$11M +$1.19M +84,717 +12%
UBS Group
2
UBS Group
Switzerland
$5.92M +$5.92M +423,167 New
CIM
3
Confluence Investment Management
Missouri
$3.99M -$436K -31,136 -10%
LSV Asset Management
4
LSV Asset Management
Illinois
$1.91M – – –
Morgan Stanley
5
Morgan Stanley
New York
$1.81M +$789K +56,435 +77%
HIM
6
Hillsdale Investment Management
Ontario, Canada
$753K +$753K +53,800 New
Wells Fargo
7
Wells Fargo
California
$711K +$29.2K +2,084 +4%
Two Sigma Investments
8
Two Sigma Investments
New York
$649K -$171K -12,244 -21%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$453K -$228K -16,275 -33%
VanEck Associates
10
VanEck Associates
New York
$395K +$96.7K +6,917 +32%
BAS
11
Brown Advisory Securities
Maryland
$361K -$70.3K -5,047 -16%
WFI
12
West Family Investments
California
$340K +$210K +14,980 +161%
RJA
13
Raymond James & Associates
Florida
$216K +$1.4K +100 +0.7%
Millennium Management
14
Millennium Management
New York
$203K +$24.4K +1,744 +14%
GWA
15
Genesis Wealth Advisors
Massachusetts
$98.8K +$98.8K +7,000 New
Invesco
16
Invesco
Georgia
$76K -$10.7K -768 -12%
MSE
17
MUFG Securities EMEA
United Kingdom
$61K – – –
Creative Planning
18
Creative Planning
Kansas
$28K -$2.8K -200 -9%
FNBT
19
FineMark National Bank & Trust
Florida
$28K – – –
Deutsche Bank
20
Deutsche Bank
Germany
$27K -$756 -56 -3%
Citigroup
21
Citigroup
New York
$24K +$2.74K +193 +13%
TRCT
22
Tower Research Capital (TRC)
New York
$23K +$6.43K +449 +39%
AIG
23
American International Group
New York
$18.4K +$17.9K +1,280 +4,000%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$14K +$129 +9 +0.9%
MFS
25
MSI Financial Services
Massachusetts
$1K +$563 +45 +129%
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