VanEck Associates’s Horizon Technology Finance HRZN Stock Holding History

VanEck Associates’s Portfolio HRZN Stock Details HRZN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-39,134	Closed	-$496K	–	815
2015 Q2	$496K	Buy	39,134 +12,195	+45%	+$168K	﹤0.01%	498
2015 Q1	$372K	Sell	26,939 -1,326	-5%	-$18.5K	﹤0.01%	528
2014 Q4	$395K	Buy	28,265 +6,917	+32%	+$96.2K	﹤0.01%	509
2014 Q3	$287K	Sell	21,348 -105	-0.5%	-$1.49K	﹤0.01%	566
2014 Q2	$314K	Buy	21,453 +4,752	+28%	+$64.4K	﹤0.01%	560
2014 Q1	$209K	Buy	16,701 +4,677	+39%	+$65.4K	﹤0.01%	577
2013 Q4	$171K	Buy	12,024 +1,447	+14%	+$19.9K	﹤0.01%	571
2013 Q3	$141K	Buy	10,577 +2,754	+35%	+$38.1K	﹤0.01%	572
2013 Q2	$107K	Buy	+7,823	New	+$110K	﹤0.01%	594

Other funds holding HRZN

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

DCM

Dialectic Capital Management Norwalk, Connecticut $155M AUM 59.34% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

VanEck Associates's HRZN Position: Q3 2015 in Review

VanEck Associates sold out of Horizon Technology Finance (HRZN) in Q3 2015, closing a stake of 39,134 shares — an estimated $496K sold.

VanEck Associates first reported a position in HRZN in Q2 2013 and held it in 9 quarters. The position peaked at $496K in Q2 2015. 36 funds tracked by Wall St. Rank hold HRZN as of Q3 2015.

VanEck Associates reported no remaining Horizon Technology Finance position as of Q3 2015 after selling out during the quarter.
VanEck Associates sold 39,134 Horizon Technology Finance shares in Q3 2015, an estimated $496K.
VanEck Associates first reported a position in Horizon Technology Finance in Q2 2013 and held it in 9 quarters.
VanEck Associates's Horizon Technology Finance position peaked at $496K in Q2 2015.
36 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q3 2015.

Based on VanEck Associates's 13F filing for Q3 2015, filed 12 Nov 2015.