Dialectic Capital Management’s Horizon Technology Finance HRZN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-27,610	Closed	-$324K	–	121
2015 Q4	$324K	Sell	27,610 -76,542	-73%	-$898K	0.09%	87
2015 Q3	$943K	Buy	+104,152	New	+$943K	0.31%	57