HRZN icon

Horizon Technology Finance
HRZN

Overview Fund Activity

37 hedge funds and large institutions have $27.4M invested in Horizon Technology Finance in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
11
Reduced
11
Closed
5
Calls
$305K
Puts
$475K
Net Calls
-$170K
Net Calls Change
+$72K

Top Buyers

1
LTFS
Ladenburg Thalmann Financial Services
Florida
+$299K
2
California Public Employees Retirement System
California Public Employees Retirement System
California
+$224K
3
GC
Guggenheim Capital
Illinois
+$197K
4
HI
Horizon Investments
North Carolina
+$189K
5
FFS
Founders Financial Securities
Maryland
+$188K

Top Sellers

1
HIM
Hillsdale Investment Management
Ontario, Canada
-$589K
2
TG
TCW Group
California
-$405K
3
Two Sigma Investments
Two Sigma Investments
New York
-$375K
4
AAM
Advisors Asset Management
Colorado
-$344K
5
DCM
Dialectic Capital Management
Connecticut
-$324K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$8.6M -$344K -29,650 -4%
UBS Group
2
UBS Group
Switzerland
$3.36M +$162K +13,920 +5%
WFI
3
West Family Investments
California
$2.4M – – –
LSV Asset Management
4
LSV Asset Management
Illinois
$2.19M +$395 +34 +0%
CIM
5
Confluence Investment Management
Missouri
$2.08M – – –
Morgan Stanley
6
Morgan Stanley
New York
$1.4M +$107K +9,191 +8%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$788K -$135K -11,644 -15%
PAM
8
PVG Asset Management
Colorado
$704K -$240K -20,704 -25%
Millennium Management
9
Millennium Management
New York
$666K -$293K -25,266 -31%
Two Sigma Investments
10
Two Sigma Investments
New York
$639K -$375K -32,338 -37%
GCP
11
GSA Capital Partners
United Kingdom
$603K +$86K +7,400 +17%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$572K +$299K +25,746 +109%
GC
13
Guggenheim Capital
Illinois
$546K +$197K +16,986 +57%
Wells Fargo
14
Wells Fargo
California
$527K -$230K -19,831 -30%
BAS
15
Brown Advisory Securities
Maryland
$281K – – –
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$243K -$9.39K -810 -4%
Axa
17
Axa
France
$238K +$43K +3,700 +22%
California Public Employees Retirement System
18
California Public Employees Retirement System
California
$224K +$224K +19,300 New
HI
19
Horizon Investments
North Carolina
$189K +$189K +16,277 New
FFS
20
Founders Financial Securities
Maryland
$188K +$188K +16,200 New
JPMorgan Chase & Co
21
JPMorgan Chase & Co
New York
$138K +$138K +11,879 New
RCM
22
Radcliffe Capital Management
Pennsylvania
$132K – – –
KA
23
Kovack Advisors
Florida
$118K +$118K +10,150 New
Goldman Sachs
24
Goldman Sachs
New York
$117K +$117K +10,075 New
ST
25
Spot Trading
Illinois
$105K +$12.8K +1,101 +14%
1
2