TCW Group’s Horizon Technology Finance HRZN Stock Holding History

TCW Group’s Portfolio HRZN Stock Details HRZN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-34,500	Closed	-$405K	–	681
2015 Q4	$405K	Sell	34,500 -9,500	-22%	-$104K	﹤0.01%	649
2015 Q3	$398K	Hold	44,000	–	–	﹤0.01%	662
2015 Q2	$558K	Buy	44,000 +5,400	+14%	+$74.6K	﹤0.01%	614
2015 Q1	$533K	Buy	+38,600	New	+$539K	﹤0.01%	729

Other funds holding HRZN

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

TCW Group's HRZN Position: Q1 2016 in Review

TCW Group sold out of Horizon Technology Finance (HRZN) in Q1 2016, closing a stake of 34,500 shares — an estimated $405K sold.

TCW Group first reported a position in HRZN in Q1 2015 and held it in 4 quarters. The position peaked at $558K in Q2 2015. 37 funds tracked by Wall St. Rank hold HRZN as of Q1 2016.

TCW Group reported no remaining Horizon Technology Finance position as of Q1 2016 after selling out during the quarter.
TCW Group sold 34,500 Horizon Technology Finance shares in Q1 2016, an estimated $405K.
TCW Group first reported a position in Horizon Technology Finance in Q1 2015 and held it in 4 quarters.
TCW Group's Horizon Technology Finance position peaked at $558K in Q2 2015.
37 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q1 2016.

Based on TCW Group's 13F filing for Q1 2016, filed 16 May 2016.