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Horizon Technology Finance

29 hedge funds and large institutions have $30.8M invested in Horizon Technology Finance in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 6

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

6% more capital invested

Capital invested by funds: $29.1M → $30.8M (+$1.71M)

4% more funds holding

Funds holding: 2829 (+1)

Holders
29
Holders Change
+1
Holders Change %
+3.57%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
12
Reduced
6
Closed
5
Calls
$227K
Puts
Net Calls
+$227K
Net Calls Change
+$227K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$11.7M +$810K +57,949 +7%
UBS Group
2
UBS Group
Switzerland
$5.52M -$332K -23,728 -6%
CIM
3
Confluence Investment Management
Missouri
$3.8M -$139K -9,924 -3%
LSV Asset Management
4
LSV Asset Management
Illinois
$1.95M +$60.1K +4,300 +3%
Morgan Stanley
5
Morgan Stanley
New York
$1.82M +$28.4K +2,035 +2%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$925K +$483K +34,535 +107%
Two Sigma Investments
7
Two Sigma Investments
New York
$903K +$264K +18,901 +41%
Wells Fargo
8
Wells Fargo
California
$872K +$172K +12,280 +24%
HIM
9
Hillsdale Investment Management
Ontario, Canada
$698K -$46.1K -3,300 -6%
TG
10
TCW Group
California
$533K +$539K +38,600 New
Stifel Financial
11
Stifel Financial
Missouri
$528K +$534K +38,221 New
VanEck Associates
12
VanEck Associates
New York
$372K -$18.5K -1,326 -5%
BAS
13
Brown Advisory Securities
Maryland
$340K -$18.3K -1,311 -5%
WFI
14
West Family Investments
California
$336K
RCM
15
Rotella Capital Management
Washington
$162K +$164K +11,722 New
Citigroup
16
Citigroup
New York
$71K +$48.1K +3,440 +203%
MSE
17
MUFG Securities EMEA
United Kingdom
$61K
MUSU
18
Mitsubishi UFJ Securities (USA)
New York
$61K +$61.3K +4,387 New
Deutsche Bank
19
Deutsche Bank
Germany
$54K +$27.9K +2,000 +100%
FNBT
20
FineMark National Bank & Trust
Florida
$41K +$14K +1,000 +50%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$34K +$20.4K +1,459 +149%
Creative Planning
22
Creative Planning
Kansas
$28K
AIG
23
American International Group
New York
$27.4K +$9.33K +668 +51%
TRCT
24
Tower Research Capital (TRC)
New York
$16K -$6.04K -432 -27%
HI
25
Hudock Inc
Pennsylvania
$4K +$4.19K +300 New

HRZN Hedge Fund Activity: Q1 2015 in Review

29 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q1 2015, worth a combined $30.8M — up 5.9% from $29.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new HRZN positions and 5 closed out — a net gain of 1 holder — while 12 added to existing stakes and 6 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $810K. The largest seller was UBS Group, cutting an estimated $332K.

  • 29 institutional investors held Horizon Technology Finance (HRZN) as of Q1 2015, up from 28 in Q4 2014.
  • Funds reported $30.8M of Horizon Technology Finance stock for Q1 2015, up 5.9% quarter-over-quarter.
  • 6 funds opened new Horizon Technology Finance positions in Q1 2015 and 5 closed out, a net change of +1 holder.
  • The largest Horizon Technology Finance buyer in Q1 2015 was Advisors Asset Management, an estimated $810K added.
  • The largest Horizon Technology Finance seller in Q1 2015 was UBS Group, an estimated $332K sold.

Based on aggregated 13F filings for Q1 2015.