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Horizon Technology Finance
HRZN

Overview Fund Activity

29 hedge funds and large institutions have $30.8M invested in Horizon Technology Finance in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
+1
Holders Change %
+3.57%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
12
Reduced
6
Closed
5
Calls
$227K
Puts
–
Net Calls
+$227K
Net Calls Change
+$227K

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$801K
2
TG
TCW Group
California
+$533K
3
Stifel Financial
Stifel Financial
Missouri
+$528K
4
Two Sigma Advisers
Two Sigma Advisers
New York
+$477K
5
Two Sigma Investments
Two Sigma Investments
New York
+$261K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$328K
2
RJA
Raymond James & Associates
Florida
-$216K
3
Millennium Management
Millennium Management
New York
-$203K
4
CIM
Confluence Investment Management
Missouri
-$137K
5
GWA
Genesis Wealth Advisors
Massachusetts
-$98.8K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$11.7M +$801K +57,949 +7%
UBS Group
2
UBS Group
Switzerland
$5.52M -$328K -23,728 -6%
CIM
3
Confluence Investment Management
Missouri
$3.8M -$137K -9,924 -3%
LSV Asset Management
4
LSV Asset Management
Illinois
$1.95M +$59.4K +4,300 +3%
Morgan Stanley
5
Morgan Stanley
New York
$1.82M +$28.1K +2,035 +2%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$925K +$477K +34,535 +107%
Two Sigma Investments
7
Two Sigma Investments
New York
$903K +$261K +18,901 +41%
Wells Fargo
8
Wells Fargo
California
$872K +$170K +12,280 +24%
HIM
9
Hillsdale Investment Management
Ontario, Canada
$698K -$45.6K -3,300 -6%
TG
10
TCW Group
California
$533K +$533K +38,600 New
Stifel Financial
11
Stifel Financial
Missouri
$528K +$528K +38,221 New
VanEck Associates
12
VanEck Associates
New York
$372K -$18.3K -1,326 -5%
BAS
13
Brown Advisory Securities
Maryland
$340K -$18.1K -1,311 -5%
WFI
14
West Family Investments
California
$336K – – –
RCM
15
Rotella Capital Management
Washington
$162K +$162K +11,722 New
Citigroup
16
Citigroup
New York
$71K +$47.6K +3,440 +203%
MSE
17
MUFG Securities EMEA
United Kingdom
$61K – – –
MUSU
18
Mitsubishi UFJ Securities (USA)
New York
$61K +$61K +4,387 New
Deutsche Bank
19
Deutsche Bank
Germany
$54K +$27K +2,000 +100%
FNBT
20
FineMark National Bank & Trust
Florida
$41K +$13.7K +1,000 +50%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$34K +$20.4K +1,459 +149%
Creative Planning
22
Creative Planning
Kansas
$28K – – –
AIG
23
American International Group
New York
$27.4K +$9.23K +668 +51%
TRCT
24
Tower Research Capital (TRC)
New York
$16K -$5.89K -432 -27%
HI
25
Hudock Inc
Pennsylvania
$4K +$4K +300 New
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