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Horizon Technology Finance

44 hedge funds and large institutions have $21.4M invested in Horizon Technology Finance in 2020 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

90% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 10

46% more call options, than puts

Call options by funds: $2.14M | Put options by funds: $1.47M

33% more capital invested

Capital invested by funds: $16.1M → $21.4M (+$5.25M)

22% more funds holding

Funds holding: 3644 (+8)

1.2% more ownership

Funds ownership: 7.59%8.78% (+1.2%)

Holders
44
Holders Change
+8
Holders Change %
+22.22%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
19
Reduced
10
Closed
4
Calls
$2.14M
Puts
$1.47M
Net Calls
+$671K
Net Calls Change
-$805K
Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Advisers
1
Two Sigma Advisers
New York
$2.56M +$356K +28,500 +17%
Two Sigma Investments
2
Two Sigma Investments
New York
$2.39M +$310K +24,836 +16%
SCM
3
Shelton Capital Management
Colorado
$2.25M +$961K +77,000 +83%
AAM
4
Advisors Asset Management
Colorado
$2.13M -$92.7K -7,422 -4%
FIM
5
Freedom Investment Management
Connecticut
$2M +$407K +32,601 +27%
LSV Asset Management
6
LSV Asset Management
Illinois
$1.2M -$89.9K -7,200 -7%
BlackRock
7
BlackRock
New York
$1.06M +$29.6K +2,373 +3%
D.E. Shaw & Co
8
D.E. Shaw & Co
New York
$963K +$908K +72,722 New
GAA
9
Green Alpha Advisors
Colorado
$827K +$780K +62,498 New
Morgan Stanley
10
Morgan Stanley
New York
$670K +$99.6K +7,976 +19%
Ameriprise
11
Ameriprise
Minnesota
$464K +$18K +1,438 +4%
California Public Employees Retirement System
12
California Public Employees Retirement System
California
$461K -$8.74K -700 -2%
Wells Fargo
13
Wells Fargo
California
$452K +$155K +12,379 +57%
Natixis Advisors
14
Natixis Advisors
Massachusetts
$415K +$104K +8,309 +36%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$390K -$512 -41 -0.1%
UBS Group
16
UBS Group
Switzerland
$345K -$320K -25,658 -50%
PGWM
17
Parisi Gray Wealth Management
New Jersey
$291K +$142K +11,400 +108%
VEA
18
Virtus ETF Advisers
New York
$227K -$12.2K -981 -5%
BAS
19
Brown Advisory Securities
Maryland
$217K +$1.21K +97 +0.6%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$209K +$6.25K +501 +3%
RJA
21
Raymond James & Associates
Florida
$191K -$15.4K -1,232 -8%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$180K -$6.85K -549 -4%
Squarepoint
23
Squarepoint
New York
$167K +$157K +12,614 New
Osaic Holdings
24
Osaic Holdings
Arizona
$164K +$14.3K +1,147 +10%
LPL Financial
25
LPL Financial
California
$163K +$154K +12,337 New

HRZN Hedge Fund Activity: Q4 2020 in Review

44 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q4 2020, worth a combined $21.4M — up 33% from $16.1M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new HRZN positions and 4 closed out — a net gain of 8 holders — while 19 added to existing stakes and 10 trimmed.

The largest buyer was Shelton Capital Management, adding an estimated $961K. The largest seller was UBS Group, cutting an estimated $320K.

  • 44 institutional investors held Horizon Technology Finance (HRZN) as of Q4 2020, up from 36 in Q3 2020.
  • Funds reported $21.4M of Horizon Technology Finance stock for Q4 2020, up 33% quarter-over-quarter.
  • 12 funds opened new Horizon Technology Finance positions in Q4 2020 and 4 closed out, a net change of +8 holders.
  • The largest Horizon Technology Finance buyer in Q4 2020 was Shelton Capital Management, an estimated $961K added.
  • The largest Horizon Technology Finance seller in Q4 2020 was UBS Group, an estimated $320K sold.

Based on aggregated 13F filings for Q4 2020.