HRZN icon

Horizon Technology Finance
HRZN

Overview Fund Activity

35 hedge funds and large institutions have $28.7M invested in Horizon Technology Finance in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
-1
Holders Change %
-2.78%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
12
Closed
8
Calls
$191K
Puts
$433K
Net Calls
-$242K
Net Calls Change
-$235K

Top Buyers

1
LSV Asset Management
LSV Asset Management
Illinois
+$494K
2
GC
Guggenheim Capital
Illinois
+$352K
3
LTFS
Ladenburg Thalmann Financial Services
Florida
+$256K
4
GCP
GSA Capital Partners
United Kingdom
+$210K
5
Millennium Management
Millennium Management
New York
+$152K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$1.39M
2
CIM
Confluence Investment Management
Missouri
-$939K
3
DCM
Dialectic Capital Management
Connecticut
-$898K
4
Wells Fargo
Wells Fargo
California
-$559K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$254K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$9.04M -$1.39M -118,161 -13%
UBS Group
2
UBS Group
Switzerland
$3.24M -$90.5K -7,711 -3%
WFI
3
West Family Investments
California
$2.42M +$44.6K +3,800 +2%
LSV Asset Management
4
LSV Asset Management
Illinois
$2.21M +$494K +42,100 +29%
CIM
5
Confluence Investment Management
Missouri
$2.1M -$939K -80,057 -31%
Morgan Stanley
6
Morgan Stanley
New York
$1.31M -$111K -9,503 -8%
Two Sigma Investments
7
Two Sigma Investments
New York
$1.03M -$33.7K -2,875 -3%
Millennium Management
8
Millennium Management
New York
$969K +$152K +12,915 +19%
PAM
9
PVG Asset Management
Colorado
$954K -$104K -8,861 -10%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$933K -$254K -21,687 -21%
Wells Fargo
11
Wells Fargo
California
$765K -$559K -47,632 -42%
HIM
12
Hillsdale Investment Management
Ontario, Canada
$589K – – –
GCP
13
GSA Capital Partners
United Kingdom
$522K +$210K +17,931 +67%
TG
14
TCW Group
California
$405K -$112K -9,500 -22%
GC
15
Guggenheim Capital
Illinois
$352K +$352K +30,049 New
DCM
16
Dialectic Capital Management
Connecticut
$324K -$898K -76,542 -73%
BAS
17
Brown Advisory Securities
Maryland
$285K +$6.48K +550 +2%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$278K +$256K +21,682 +1,167%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$255K +$4.1K +350 +2%
Axa
20
Axa
France
$197K +$106K +9,003 +115%
RCM
21
Radcliffe Capital Management
Pennsylvania
$134K +$134K +11,400 New
Citigroup
22
Citigroup
New York
$104K -$5.39K -462 -5%
ST
23
Spot Trading
Illinois
$93K +$93K +7,959 New
PG
24
PEAK6 Group
Illinois
$39K +$39K +3,326 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$35K +$35K +3,057 New
1
2