Advisors Asset Management’s Horizon Technology Finance HRZN Stock Holding History

Advisors Asset Management’s Portfolio HRZN Stock Details HRZN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-69,345	Closed	-$739K	–	1501
2024 Q3	$739K	Sell	69,345 -6,690	-9%	-$76.5K	0.01%	810
2024 Q2	$915K	Sell	76,035 -50,242	-40%	-$585K	0.02%	753
2024 Q1	$1.44M	Sell	126,277 -1,662	-1%	-$21K	0.03%	650
2023 Q4	$1.68M	Sell	127,939 -85,091	-40%	-$1.04M	0.03%	577
2023 Q3	$2.53M	Sell	213,030 -1,278	-0.6%	-$15.7K	0.05%	427
2023 Q2	$2.59M	Sell	214,308 -72,926	-25%	-$873K	0.05%	435
2023 Q1	$3.24M	Buy	287,234 +14,170	+5%	+$169K	0.07%	365
2022 Q4	$3.17M	Buy	273,064 +1,958	+0.7%	+$23.5K	0.07%	368
2022 Q3	$2.71M	Buy	271,106 +15,522	+6%	+$191K	0.06%	403
2022 Q2	$2.95M	Sell	255,584 -7,149	-3%	-$89.6K	0.06%	376
2022 Q1	$3.65M	Buy	262,733 +13,247	+5%	+$200K	0.06%	373
2021 Q4	$3.97M	Buy	249,486 +17,252	+7%	+$291K	0.06%	368
2021 Q3	$3.78M	Buy	232,234 +37,293	+19%	+$635K	0.06%	365
2021 Q2	$3.37M	Buy	194,941 +27,529	+16%	+$455K	0.05%	396
2021 Q1	$2.41M	Buy	167,412 +6,826	+4%	+$94.9K	0.04%	526
2020 Q4	$2.13M	Sell	160,586 -7,422	-4%	-$92.7K	0.04%	525
2020 Q3	$2.06M	Sell	168,008 -28,685	-15%	-$339K	0.04%	457
2020 Q2	$2.14M	Buy	196,693 +24,807	+14%	+$249K	0.04%	431
2020 Q1	$1.4M	Sell	171,886 -15,903	-8%	-$187K	0.03%	522
2019 Q4	$2.43M	Sell	187,789 -9,253	-5%	-$114K	0.04%	474
2019 Q3	$2.33M	Sell	197,042 -24,052	-11%	-$288K	0.04%	483
2019 Q2	$2.61M	Sell	221,094 -31,601	-13%	-$373K	0.05%	457
2019 Q1	$2.98M	Buy	252,695 +13,025	+5%	+$159K	0.05%	401
2018 Q4	$2.7M	Buy	239,670 +35,189	+17%	+$400K	0.05%	410
2018 Q3	$2.33M	Sell	204,481 -39,746	-16%	-$438K	0.04%	547
2018 Q2	$2.46M	Sell	244,227 -71,516	-23%	-$731K	0.04%	532
2018 Q1	$3.27M	Buy	315,743 +5,552	+2%	+$60.6K	0.05%	450
2017 Q4	$3.48M	Sell	310,191 -39,409	-11%	-$436K	0.06%	434
2017 Q3	$3.88M	Buy	349,600 +27,218	+8%	+$297K	0.07%	414
2017 Q2	$3.65M	Sell	322,382 -49,906	-13%	-$564K	0.06%	422
2017 Q1	$4.14M	Sell	372,288 -95,189	-20%	-$1.06M	0.07%	389
2016 Q4	$4.92M	Sell	467,477 -25,563	-5%	-$301K	0.08%	348
2016 Q3	$6.69M	Buy	493,040 +1,450	+0.3%	+$19.5K	0.11%	274
2016 Q2	$6M	Sell	491,590 -249,385	-34%	-$2.93M	0.1%	308
2016 Q1	$8.6M	Sell	740,975 -29,650	-4%	-$318K	0.14%	205
2015 Q4	$9.04M	Sell	770,625 -118,161	-13%	-$1.3M	0.14%	206
2015 Q3	$8.04M	Sell	888,786 -17,350	-2%	-$187K	0.13%	227
2015 Q2	$11.5M	Buy	906,136 +63,016	+7%	+$871K	0.16%	175
2015 Q1	$11.7M	Buy	843,120 +57,949	+7%	+$810K	0.16%	174
2014 Q4	$11M	Buy	785,171 +84,717	+12%	+$1.18M	0.15%	183
2014 Q3	$9.43M	Buy	700,454 +196,719	+39%	+$2.78M	0.13%	204
2014 Q2	$7.37M	Buy	503,735 +359,842	+250%	+$4.88M	0.1%	246
2014 Q1	$1.8M	Buy	143,893 +122,396	+569%	+$1.71M	0.03%	578
2013 Q4	$305K	Buy	+21,497	New	+$296K	﹤0.01%	1098

Other funds holding HRZN

GAA

Green Alpha Advisors Niwot, Colorado $102M AUM 59.84% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

CWM

Connecticut Wealth Management Farmington, Connecticut $2.7B AUM 21.91% 1-Year Est. Return

TrueMark Investments Chicago, Illinois $798M AUM 25.52% 1-Year Est. Return

Trexquant Investment Stamford, Connecticut $13.9B AUM 31.98% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Advisors Asset Management's HRZN Position: Q4 2024 in Review

Advisors Asset Management sold out of Horizon Technology Finance (HRZN) in Q4 2024, closing a stake of 69,345 shares — an estimated $739K sold.

Advisors Asset Management first reported a position in HRZN in Q4 2013 and held it in 44 quarters. The position peaked at $11.7M in Q1 2015. 80 funds tracked by Wall St. Rank hold HRZN as of Q4 2024.

Advisors Asset Management reported no remaining Horizon Technology Finance position as of Q4 2024 after selling out during the quarter.
Advisors Asset Management sold 69,345 Horizon Technology Finance shares in Q4 2024, an estimated $739K.
Advisors Asset Management first reported a position in Horizon Technology Finance in Q4 2013 and held it in 44 quarters.
Advisors Asset Management's Horizon Technology Finance position peaked at $11.7M in Q1 2015.
80 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q4 2024.

Based on Advisors Asset Management's 13F filing for Q4 2024, filed 10 Feb 2025.