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Horizon Technology Finance

33 hedge funds and large institutions have $21.8M invested in Horizon Technology Finance in 2017 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

0% less capital invested

Capital invested by funds: $21.9M → $21.8M (-$99K)

1.01% less ownership

Funds ownership: 18.01%17% (-1%)

20% less funds holding

Funds holding: 4133 (-8)

70% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 10

Holders
33
Holders Change
-8
Holders Change %
-19.51%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
13
Reduced
10
Closed
10
Calls
$193K
Puts
Net Calls
+$193K
Net Calls Change
+$49K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$4.14M -$1.06M -95,189 -20%
UBS Group
2
UBS Group
Switzerland
$4.12M +$641K +57,715 +18%
GC
3
Guggenheim Capital
Illinois
$2.18M +$328K +29,507 +18%
LSV Asset Management
4
LSV Asset Management
Illinois
$2.13M +$27.8K +2,500 +1%
WFI
5
West Family Investments
California
$1.19M
NFA
6
Nuveen Fund Advisors
Illinois
$1.04M +$205K +18,492 +26%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$939K -$31.9K -2,870 -3%
Two Sigma Investments
8
Two Sigma Investments
New York
$936K -$106K -9,504 -10%
Morgan Stanley
9
Morgan Stanley
New York
$881K +$526K +47,338 +149%
Wells Fargo
10
Wells Fargo
California
$730K +$15.7K +1,414 +2%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$540K -$46.8K -4,214 -8%
Goldman Sachs
12
Goldman Sachs
New York
$295K -$57K -5,132 -16%
KA
13
Kovack Advisors
Florida
$283K +$50.8K +4,573 +22%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$249K -$2.2K -198 -0.9%
BAS
15
Brown Advisory Securities
Maryland
$246K
Millennium Management
16
Millennium Management
New York
$229K +$90.5K +8,152 +66%
Axa
17
Axa
France
$223K
California Public Employees Retirement System
18
California Public Employees Retirement System
California
$215K
WA
19
WFG Advisors
Texas
$212K -$47.5K -4,282 -18%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$184K +$4.44K +400 +2%
ICA
21
Infrastructure Capital Advisors
New York
$184K +$184K +16,540 New
NL
22
NWAM LLC
Washington
$174K +$174K +15,650 New
HI
23
Horizon Investments
North Carolina
$143K +$29.6K +2,664 +26%
FFS
24
Founders Financial Securities
Maryland
$141K +$28.8K +2,591 +26%
Citigroup
25
Citigroup
New York
$70K +$211 +19 +0.3%

HRZN Hedge Fund Activity: Q1 2017 in Review

33 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q1 2017, worth a combined $21.8M — down 0.45% from $21.9M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of HRZN and 3 opened new positions — a net loss of 7 holders — while 10 trimmed existing stakes and 13 added.

The largest buyer was UBS Group, adding an estimated $641K. The largest seller was Advisors Asset Management, cutting an estimated $1.06M.

  • 33 institutional investors held Horizon Technology Finance (HRZN) as of Q1 2017, down from 41 in Q4 2016.
  • Funds reported $21.8M of Horizon Technology Finance stock for Q1 2017, down 0.45% quarter-over-quarter.
  • 3 funds opened new Horizon Technology Finance positions in Q1 2017 and 10 closed out, a net change of -7 holders.
  • The largest Horizon Technology Finance buyer in Q1 2017 was UBS Group, an estimated $641K added.
  • The largest Horizon Technology Finance seller in Q1 2017 was Advisors Asset Management, an estimated $1.06M sold.

Based on aggregated 13F filings for Q1 2017.