Ares Management’s Horizon Technology Finance HRZN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-97,253	Closed	-$1.02M	–	55
2016 Q4	$1.02M	Buy	+97,253	New	+$1.02M	0.06%	40
2016 Q3	–	Sell	-49,785	Closed	-$607K	–	53
2016 Q2	$607K	Buy	+49,785	New	+$607K	0.05%	37