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Horizon Technology Finance

38 hedge funds and large institutions have $26.4M invested in Horizon Technology Finance in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

74% more call options, than puts

Call options by funds: $266K | Put options by funds: $153K

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

3% more funds holding

Funds holding: 3738 (+1)

4% less capital invested

Capital invested by funds: $27.4M → $26.4M (-$1.02M)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
10
Reduced
11
Closed
6
Calls
$266K
Puts
$153K
Net Calls
+$113K
Net Calls Change
+$283K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$6M -$2.93M -249,385 -34%
UBS Group
2
UBS Group
Switzerland
$3.44M -$89.9K -7,650 -3%
WFI
3
West Family Investments
California
$2.52M
LSV Asset Management
4
LSV Asset Management
Illinois
$2.3M
CIM
5
Confluence Investment Management
Missouri
$2.18M
Morgan Stanley
6
Morgan Stanley
New York
$1.56M +$84.8K +7,214 +6%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$941K +$326K +27,712 +56%
GC
8
Guggenheim Capital
Illinois
$881K +$296K +25,181 +54%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$798K -$29.4K -2,500 -4%
Two Sigma Investments
10
Two Sigma Investments
New York
$680K +$8.11K +690 +1%
AM
11
Ares Management
California
$607K +$585K +49,785 New
Wells Fargo
12
Wells Fargo
California
$528K -$24.7K -2,104 -5%
GCP
13
GSA Capital Partners
United Kingdom
$473K -$154K -13,100 -25%
Millennium Management
14
Millennium Management
New York
$379K -$309K -26,268 -46%
JP Morgan Chase
15
JP Morgan Chase
New York
$334K +$182K +15,464 +130%
BAS
16
Brown Advisory Securities
Maryland
$294K
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$290K +$32.9K +2,798 +13%
Axa
18
Axa
France
$250K
California Public Employees Retirement System
19
California Public Employees Retirement System
California
$236K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$235K +$186K +15,850 +459%
NFA
21
Nuveen Fund Advisors
Illinois
$207K +$200K +16,998 New
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
$198K +$191K +16,257 New
HI
23
Horizon Investments
North Carolina
$195K -$3.34K -284 -2%
FFS
24
Founders Financial Securities
Maryland
$194K -$3.93K -334 -2%
RCM
25
Radcliffe Capital Management
Pennsylvania
$139K

HRZN Hedge Fund Activity: Q2 2016 in Review

38 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q2 2016, worth a combined $26.4M — down 3.7% from $27.4M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new HRZN positions and 6 closed out — a net gain of 1 holder — while 10 added to existing stakes and 11 trimmed.

The largest buyer was Ares Management, opening a new position worth an estimated $585K. The largest seller was Advisors Asset Management, cutting an estimated $2.93M.

  • 38 institutional investors held Horizon Technology Finance (HRZN) as of Q2 2016, up from 37 in Q1 2016.
  • Funds reported $26.4M of Horizon Technology Finance stock for Q2 2016, down 3.7% quarter-over-quarter.
  • 7 funds opened new Horizon Technology Finance positions in Q2 2016 and 6 closed out, a net change of +1 holder.
  • The largest Horizon Technology Finance buyer in Q2 2016 was Ares Management, an estimated $585K added.
  • The largest Horizon Technology Finance seller in Q2 2016 was Advisors Asset Management, an estimated $2.93M sold.

Based on aggregated 13F filings for Q2 2016.