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Horizon Technology Finance
HRZN

Overview Fund Activity

38 hedge funds and large institutions have $26.4M invested in Horizon Technology Finance in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
10
Reduced
11
Closed
6
Calls
$266K
Puts
$153K
Net Calls
+$113K
Net Calls Change
+$283K

Top Buyers

1
AM
Ares Management
California
+$607K
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$339K
3
GC
Guggenheim Capital
Illinois
+$307K
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$198K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$193K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$3.04M
2
PAM
PVG Asset Management
Colorado
-$704K
3
Millennium Management
Millennium Management
New York
-$320K
4
GCP
GSA Capital Partners
United Kingdom
-$160K
5
Goldman Sachs
Goldman Sachs
New York
-$117K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$6M -$3.04M -249,385 -34%
UBS Group
2
UBS Group
Switzerland
$3.44M -$93.3K -7,650 -3%
WFI
3
West Family Investments
California
$2.52M – – –
LSV Asset Management
4
LSV Asset Management
Illinois
$2.3M – – –
CIM
5
Confluence Investment Management
Missouri
$2.18M – – –
Morgan Stanley
6
Morgan Stanley
New York
$1.56M +$88.1K +7,214 +6%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$941K +$339K +27,712 +56%
GC
8
Guggenheim Capital
Illinois
$881K +$307K +25,181 +54%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$798K -$30.5K -2,500 -4%
Two Sigma Investments
10
Two Sigma Investments
New York
$680K +$8.41K +690 +1%
AM
11
Ares Management
California
$607K +$607K +49,785 New
Wells Fargo
12
Wells Fargo
California
$528K -$25.7K -2,104 -5%
GCP
13
GSA Capital Partners
United Kingdom
$473K -$160K -13,100 -25%
Millennium Management
14
Millennium Management
New York
$379K -$320K -26,268 -46%
JPMorgan Chase & Co
15
JPMorgan Chase & Co
New York
$334K +$189K +15,464 +130%
BAS
16
Brown Advisory Securities
Maryland
$294K – – –
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$290K +$34.1K +2,798 +13%
Axa
18
Axa
France
$250K – – –
California Public Employees Retirement System
19
California Public Employees Retirement System
California
$236K – – –
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$235K +$193K +15,850 +459%
NFA
21
Nuveen Fund Advisors
Illinois
$207K +$207K +16,998 New
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
$198K +$198K +16,257 New
HI
23
Horizon Investments
North Carolina
$195K -$3.46K -284 -2%
FFS
24
Founders Financial Securities
Maryland
$194K -$4.08K -334 -2%
RCM
25
Radcliffe Capital Management
Pennsylvania
$139K – – –
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