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Horizon Technology Finance
HRZN

Overview Fund Activity

35 hedge funds and large institutions have $16M invested in Horizon Technology Finance in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
-5
Holders Change %
-12.5%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
15
Reduced
9
Closed
8
Calls
$1.97M
Puts
$494K
Net Calls
+$1.48M
Net Calls Change
+$506K

Top Buyers

1
Two Sigma Investments
Two Sigma Investments
New York
+$422K
2
FIM
Freedom Investment Management
Connecticut
+$358K
3
Natixis Advisors
Natixis Advisors
Massachusetts
+$283K
4
Citadel Advisors
Citadel Advisors
Florida
+$250K
5
Morgan Stanley
Morgan Stanley
New York
+$236K

Top Sellers

1
LSV Asset Management
LSV Asset Management
Illinois
-$405K
2
AAM
Advisors Asset Management
Colorado
-$352K
3
Two Sigma Advisers
Two Sigma Advisers
New York
-$351K
4
VF
Virtu Financial
New York
-$252K
5
ECM
ExodusPoint Capital Management
New York
-$169K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$2.06M -$352K -28,685 -15%
Two Sigma Advisers
2
Two Sigma Advisers
New York
$2.02M -$351K -28,570 -15%
Two Sigma Investments
3
Two Sigma Investments
New York
$1.91M +$422K +34,402 +28%
FIM
4
Freedom Investment Management
Connecticut
$1.46M +$358K +29,167 +33%
LSV Asset Management
5
LSV Asset Management
Illinois
$1.2M -$405K -33,000 -25%
SCM
6
Shelton Capital Management
Colorado
$1.14M – – –
BlackRock
7
BlackRock
New York
$954K -$127K -10,374 -12%
UBS Group
8
UBS Group
Switzerland
$635K -$66.1K -5,377 -9%
Morgan Stanley
9
Morgan Stanley
New York
$524K +$236K +19,222 +82%
California Public Employees Retirement System
10
California Public Employees Retirement System
California
$436K +$19.7K +1,600 +5%
Ameriprise
11
Ameriprise
Minnesota
$413K +$94.1K +7,656 +30%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$362K +$41.5K +3,381 +13%
BCM
13
Bridgeway Capital Management
Texas
$306K -$123K -10,000 -29%
Natixis Advisors
14
Natixis Advisors
Massachusetts
$283K +$283K +23,010 New
Wells Fargo
15
Wells Fargo
California
$267K +$3.39K +276 +1%
Citadel Advisors
16
Citadel Advisors
Florida
$250K +$250K +20,391 New
VEA
17
Virtus ETF Advisers
New York
$222K -$88.3K -7,199 -28%
BAS
18
Brown Advisory Securities
Maryland
$200K +$1.25K +102 +0.6%
RJA
19
Raymond James & Associates
Florida
$192K +$13.5K +1,102 +8%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$188K -$20.3K -1,650 -10%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$174K +$18K +1,470 +12%
Osaic Holdings
22
Osaic Holdings
Arizona
$139K +$51.3K +4,169 +58%
PGWM
23
Parisi Gray Wealth Management
New Jersey
$130K – – –
SBIA
24
Sheaff Brock Investment Advisors
Indiana
$129K – – –
CFD
25
Creative Financial Designs
Indiana
$97K +$1.91K +155 +2%
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