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Horizon Technology Finance

46 hedge funds and large institutions have $34.9M invested in Horizon Technology Finance in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 21 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 14

2% less capital invested

Capital invested by funds: $35.5M → $34.9M (-$605K)

4% less funds holding

Funds holding: 4846 (-2)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
46
Holders Change
-2
Holders Change %
-4.17%
% of All Funds
1.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
21
Reduced
14
Closed
3
Calls
$16K
Puts
Net Calls
+$16K
Net Calls Change
+$16K
Name Holding Trade Value Shares
Change
Change in
Stake
PI
1
Putnam Investments
Massachusetts
$5.41M +$971K +70,208 +21%
CIM
2
Confluence Investment Management
Missouri
$4.42M
YMRC
3
Yorktown Management & Research Company
Virginia
$3.84M -$166K -12,000 -4%
BFA
4
BlackRock Fund Advisors
California
$3.29M +$362K +26,151 +12%
U
5
UBS
Switzerland
$2.13M +$77.7K +5,618 +4%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$1.63M +$204K +14,744 +14%
WFI
7
West Family Investments
California
$1.51M
NFA
8
Nationwide Fund Advisors
Ohio
$1.41M +$150K +10,846 +11%
State Street
9
State Street
Massachusetts
$1.36M -$20.3K -1,466 -1%
BIT
10
BlackRock Institutional Trust
California
$1.35M +$86.5K +6,256 +7%
Northern Trust
11
Northern Trust
Illinois
$1.24M -$142K -10,252 -10%
ZL
12
Zeke LP
Pennsylvania
$1.17M
Wells Fargo
13
Wells Fargo
California
$1.15M +$102K +7,366 +9%
SNC
14
Stifel Nicolaus & Co
Missouri
$865K -$8.92K -645 -1%
TCIM
15
TIAA CREF Investment Management
New York
$510K +$30.1K +2,174 +6%
Morgan Stanley
16
Morgan Stanley
New York
$397K -$15.7K -1,135 -4%
BIM
17
BlackRock Investment Management
Delaware
$397K +$21K +1,520 +5%
BAS
18
Brown Advisory Securities
Maryland
$374K +$636 +46 +0.2%
BRWA
19
B. Riley Wealth Advisors
Florida
$256K +$2.32K +168 +0.9%
Deutsche Bank
20
Deutsche Bank
Germany
$226K +$67.3K +4,865 +40%
California State Teachers Retirement System (CalSTRS)
21
California State Teachers Retirement System (CalSTRS)
California
$196K +$5.53K +400 +3%
Brown Advisory
22
Brown Advisory
Maryland
$171K -$75.1K -5,434 -30%
NCCM
23
Nine Chapters Capital Management
New Jersey
$169K +$176K +12,700 New
TA
24
Teachers Advisors
New York
$164K -$1.04K -75 -0.6%
Vanguard Group
25
Vanguard Group
Pennsylvania
$163K -$581 -42 -0.3%

HRZN Hedge Fund Activity: Q3 2013 in Review

46 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q3 2013, worth a combined $34.9M — down 1.7% from $35.5M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of HRZN and 2 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 21 added.

The largest buyer was Putnam Investments, adding an estimated $971K. The largest seller was Heartland Advisors, exiting entirely with an estimated $910K sold.

  • 46 institutional investors held Horizon Technology Finance (HRZN) as of Q3 2013, down from 48 in Q2 2013.
  • Funds reported $34.9M of Horizon Technology Finance stock for Q3 2013, down 1.7% quarter-over-quarter.
  • 2 funds opened new Horizon Technology Finance positions in Q3 2013 and 3 closed out, a net change of -1 holder.
  • The largest Horizon Technology Finance buyer in Q3 2013 was Putnam Investments, an estimated $971K added.
  • The largest Horizon Technology Finance seller in Q3 2013 was Heartland Advisors, an estimated $910K sold.

Based on aggregated 13F filings for Q3 2013.