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Horizon Technology Finance
HRZN

Overview Fund Activity

46 hedge funds and large institutions have $34.9M invested in Horizon Technology Finance in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 21 increasing their positions, 14 reducing their positions, and 3 closing their positions.

Holders
46
Holders Change
-2
Holders Change %
-4.17%
% of All Funds
1.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
21
Reduced
14
Closed
3
Calls
$16K
Puts
–
Net Calls
+$16K
Net Calls Change
+$16K

Top Buyers

1
PI
1
Putnam Investments
Massachusetts
$5.41M
2
BFA
2
BlackRock Fund Advisors
California
$3.29M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$1.63M
4
NCCM
4
Nine Chapters Capital Management
New Jersey
$169K
5
NFA
5
Nationwide Fund Advisors
Ohio
$1.41M

Top Sellers

1
HA
1
Heartland Advisors
Wisconsin
$0
2
ARTA
2
A.R.T. Advisors
New York
$0
3
TC
3
TFS Capital
Pennsylvania
$0
4
YMRC
4
Yorktown Management & Research Company
Virginia
$3.84M
5
Northern Trust
5
Northern Trust
Illinois
$1.24M
Name Market Value Shares Shares
Change 		Shares
Change %
PI
1
Putnam Investments
Massachusetts
$5.41M 405,961 +70,208 +21%
CIM
2
Confluence Investment Management
Missouri
$4.43M 332,194 – –
YMRC
3
Yorktown Management & Research Company
Virginia
$3.84M 288,000 -12,000 -4%
BFA
4
BlackRock Fund Advisors
California
$3.29M 246,707 +26,151 +12%
U
5
UBS
Switzerland
$2.13M 160,176 +5,618 +4%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$1.63M 122,265 +14,744 +14%
WFI
7
West Family Investments
California
$1.51M 113,334 – –
NFA
8
Nationwide Fund Advisors
Ohio
$1.41M 105,884 +10,846 +11%
State Street
9
State Street
Massachusetts
$1.36M 101,897 -1,466 -1%
BIT
10
BlackRock Institutional Trust
California
$1.35M 101,632 +6,256 +7%
Northern Trust
11
Northern Trust
Illinois
$1.24M 92,848 -10,252 -10%
ZL
12
Zeke LP
Pennsylvania
$1.17M 88,000 – –
Wells Fargo
13
Wells Fargo
California
$1.15M 86,622 +7,366 +9%
SNC
14
Stifel Nicolaus & Co
Missouri
$865K 64,972 -645 -1%
TCIM
15
TIAA CREF Investment Management
New York
$510K 38,296 +2,174 +6%
Morgan Stanley
16
Morgan Stanley
New York
$397K 29,808 -1,135 -4%
BIM
17
BlackRock Investment Management
Delaware
$397K 29,834 +1,520 +5%
BAS
18
Brown Advisory Securities
Maryland
$374K 27,994 +46 +0.2%
BRWA
19
B. Riley Wealth Advisors
Florida
$256K 19,227 +168 +0.9%
Deutsche Bank
20
Deutsche Bank
Germany
$226K 17,024 +4,865 +40%
California State Teachers Retirement System (CalSTRS)
21
California State Teachers Retirement System (CalSTRS)
California
$196K 14,738 +400 +3%
Brown Advisory
22
Brown Advisory
Maryland
$171K 12,884 -5,434 -30%
NCCM
23
Nine Chapters Capital Management
New Jersey
$169K 12,700 +12,700 New
TA
24
Teachers Advisors
New York
$164K 12,299 -75 -0.6%
Vanguard Group
25
Vanguard Group
Pennsylvania
$163K 12,215 -42 -0.3%
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