YMRC

Yorktown Management & Research Company’s Horizon Technology Finance HRZN Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-288,000	Closed	-$4.09M	–	464
2013 Q4	$4.09M	Hold	288,000	–	–	0.82%	33
2013 Q3	$3.84M	Sell	288,000 -12,000	-4%	-$160K	0.82%	34
2013 Q2	$4.12M	Buy	+300,000	New	+$4.12M	0.87%	28