State Street’s Horizon Technology Finance HRZN Stock Holding History

State Street’s Portfolio HRZN Stock Details HRZN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-103,058	Closed	-$1.29M	–	3657
2014 Q1	$1.29M	Buy	103,058 +1,535	+2%	+$21.5K	﹤0.01%	3204
2013 Q4	$1.45M	Sell	101,523 -374	-0.4%	-$5.15K	﹤0.01%	3178
2013 Q3	$1.36M	Sell	101,897 -1,466	-1%	-$20.3K	﹤0.01%	3187
2013 Q2	$1.42M	Buy	+103,363	New	+$1.46M	﹤0.01%	3116

Other funds holding HRZN

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

State Street's HRZN Position: Q2 2014 in Review

State Street sold out of Horizon Technology Finance (HRZN) in Q2 2014, closing a stake of 103,058 shares — an estimated $1.29M sold.

State Street first reported a position in HRZN in Q2 2013 and held it in 4 quarters. The position peaked at $1.45M in Q4 2013. 38 funds tracked by Wall St. Rank hold HRZN as of Q2 2014.

State Street reported no remaining Horizon Technology Finance position as of Q2 2014 after selling out during the quarter.
State Street sold 103,058 Horizon Technology Finance shares in Q2 2014, an estimated $1.29M.
State Street first reported a position in Horizon Technology Finance in Q2 2013 and held it in 4 quarters.
State Street's Horizon Technology Finance position peaked at $1.45M in Q4 2013.
38 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q2 2014.

Based on State Street's 13F filing for Q2 2014, filed 12 Aug 2014.