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Horizon Technology Finance
HRZN

Overview Fund Activity

48 hedge funds and large institutions have $26.7M invested in Horizon Technology Finance in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+4
Holders Change %
+9.09%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
19
Reduced
14
Closed
4
Calls
$95K
Puts
$329K
Net Calls
-$234K
Net Calls Change
-$251K

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$1.53M
2
U
UBS
Switzerland
+$908K
3
Two Sigma Investments
Two Sigma Investments
New York
+$516K
4
AIM
Allen Investment Management
New York
+$416K
5
LSV Asset Management
LSV Asset Management
Illinois
+$409K

Top Sellers

1
YMRC
Yorktown Management & Research Company
Virginia
-$4.09M
2
PI
Putnam Investments
Massachusetts
-$3.4M
3
NFA
Nationwide Fund Advisors
Ohio
-$828K
4
Wells Fargo
Wells Fargo
California
-$251K
5
WFI
West Family Investments
California
-$245K
Name Holding Trade Value Shares
Change 		Shares
Change %
CIM
1
Confluence Investment Management
Missouri
$4.01M -$145K -11,600 -3%
BFA
2
BlackRock Fund Advisors
California
$3.07M +$51.6K +4,121 +2%
U
3
UBS
Switzerland
$3.01M +$908K +72,530 +43%
AAM
4
Advisors Asset Management
Colorado
$1.8M +$1.53M +122,396 +569%
LSV Asset Management
5
LSV Asset Management
Illinois
$1.68M +$409K +32,718 +32%
State Street
6
State Street
Massachusetts
$1.29M +$19.2K +1,535 +2%
Northern Trust
7
Northern Trust
Illinois
$1.23M +$31.8K +2,539 +3%
BIT
8
BlackRock Institutional Trust
California
$1.19M +$22K +1,761 +2%
WFI
9
West Family Investments
California
$1.17M -$245K -19,584 -17%
PI
10
Putnam Investments
Massachusetts
$1.02M -$3.4M -271,743 -77%
Two Sigma Investments
11
Two Sigma Investments
New York
$909K +$516K +41,276 +131%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$670K +$227K +18,100 +51%
Wells Fargo
13
Wells Fargo
California
$647K -$251K -20,073 -28%
AIM
14
Allen Investment Management
New York
$583K +$416K +33,280 +250%
TCIM
15
TIAA CREF Investment Management
New York
$479K – – –
BAS
16
Brown Advisory Securities
Maryland
$372K +$42.2K +3,348 +13%
BIM
17
BlackRock Investment Management
Delaware
$365K -$238 -19 -0.1%
NFA
18
Nationwide Fund Advisors
Ohio
$318K -$828K -66,197 -72%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$318K -$1.29K -103 -0.4%
Morgan Stanley
20
Morgan Stanley
New York
$268K -$8.43K -672 -3%
Bank of America
21
Bank of America
North Carolina
$251K +$235K +18,771 +1,471%
VanEck Associates
22
VanEck Associates
New York
$209K +$58.5K +4,677 +39%
Goldman Sachs
23
Goldman Sachs
New York
$209K +$209K +16,745 New
California State Teachers Retirement System (CalSTRS)
24
California State Teachers Retirement System (CalSTRS)
California
$187K – – –
Millennium Management
25
Millennium Management
New York
$170K +$170K +13,557 New
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