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Horizon Technology Finance

48 hedge funds and large institutions have $26.7M invested in Horizon Technology Finance in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

36% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 14

9% more funds holding

Funds holding: 4448 (+4)

23% less capital invested

Capital invested by funds: $34.7M → $26.7M (-$8.01M)

71% less call options, than puts

Call options by funds: $95K | Put options by funds: $329K

Holders
48
Holders Change
+4
Holders Change %
+9.09%
% of All Funds
1.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
19
Reduced
14
Closed
4
Calls
$95K
Puts
$329K
Net Calls
-$234K
Net Calls Change
-$251K
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$4.01M -$162K -11,600 -3%
BFA
2
BlackRock Fund Advisors
California
$3.07M +$57.6K +4,121 +2%
U
3
UBS
Switzerland
$3.01M +$1.01M +72,530 +43%
AAM
4
Advisors Asset Management
Colorado
$1.8M +$1.71M +122,396 +569%
LSV Asset Management
5
LSV Asset Management
Illinois
$1.68M +$457K +32,718 +32%
State Street
6
State Street
Massachusetts
$1.29M +$21.5K +1,535 +2%
Northern Trust
7
Northern Trust
Illinois
$1.23M +$35.5K +2,539 +3%
BIT
8
BlackRock Institutional Trust
California
$1.19M +$24.6K +1,761 +2%
WFI
9
West Family Investments
California
$1.17M -$274K -19,584 -17%
PI
10
Putnam Investments
Massachusetts
$1.02M -$3.8M -271,743 -77%
Two Sigma Investments
11
Two Sigma Investments
New York
$909K +$577K +41,276 +131%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$670K +$253K +18,100 +51%
Wells Fargo
13
Wells Fargo
California
$647K -$281K -20,073 -28%
AIM
14
Allen Investment Management
New York
$583K +$465K +33,280 +250%
TCIM
15
TIAA CREF Investment Management
New York
$479K
BAS
16
Brown Advisory Securities
Maryland
$372K +$46.8K +3,348 +13%
BIM
17
BlackRock Investment Management
Delaware
$365K -$266 -19 -0.1%
NFA
18
Nationwide Fund Advisors
Ohio
$318K -$925K -66,197 -72%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$318K -$1.44K -103 -0.4%
Morgan Stanley
20
Morgan Stanley
New York
$268K -$9.39K -672 -3%
Bank of America
21
Bank of America
North Carolina
$251K +$262K +18,771 +1,471%
VanEck Associates
22
VanEck Associates
New York
$209K +$65.4K +4,677 +39%
Goldman Sachs
23
Goldman Sachs
New York
$209K +$234K +16,745 New
California State Teachers Retirement System (CalSTRS)
24
California State Teachers Retirement System (CalSTRS)
California
$187K
Millennium Management
25
Millennium Management
New York
$170K +$190K +13,557 New

HRZN Hedge Fund Activity: Q1 2014 in Review

48 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q1 2014, worth a combined $26.7M — down 23% from $34.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new HRZN positions and 4 closed out — a net gain of 4 holders — while 19 added to existing stakes and 14 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $1.71M. The largest seller was Yorktown Management & Research Company, exiting entirely with an estimated $4.09M sold.

  • 48 institutional investors held Horizon Technology Finance (HRZN) as of Q1 2014, up from 44 in Q4 2013.
  • Funds reported $26.7M of Horizon Technology Finance stock for Q1 2014, down 23% quarter-over-quarter.
  • 8 funds opened new Horizon Technology Finance positions in Q1 2014 and 4 closed out, a net change of +4 holders.
  • The largest Horizon Technology Finance buyer in Q1 2014 was Advisors Asset Management, an estimated $1.71M added.
  • The largest Horizon Technology Finance seller in Q1 2014 was Yorktown Management & Research Company, an estimated $4.09M sold.

Based on aggregated 13F filings for Q1 2014.