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Horizon Technology Finance
HRZN

Overview Fund Activity

30 hedge funds and large institutions have $15M invested in Horizon Technology Finance in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
-1
Holders Change %
-3.23%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
4
Reduced
14
Closed
5
Calls
$153K
Puts
$10K
Net Calls
+$143K
Net Calls Change
+$252K

Top Buyers

1
FIM
Freedom Investment Management
Connecticut
+$249K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$120K
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$74.7K
4
Wells Fargo
Wells Fargo
California
+$9.59K
5
FGAM
Financial Gravity Asset Management
Texas
+$8K

Top Sellers

1
BCM
Bridgeway Capital Management
Texas
-$1.11M
2
Two Sigma Investments
Two Sigma Investments
New York
-$571K
3
AAM
Advisors Asset Management
Colorado
-$453K
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$364K
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$290K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$2.74M -$36.4K -3,188 -1%
AAM
2
Advisors Asset Management
Colorado
$2.33M -$453K -39,746 -16%
LSV Asset Management
3
LSV Asset Management
Illinois
$2.03M -$122K -10,700 -6%
GC
4
Guggenheim Capital
Illinois
$1.51M -$77.2K -6,767 -5%
BCM
5
Bridgeway Capital Management
Texas
$1.26M -$1.11M -97,400 -47%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$947K -$364K -31,900 -28%
SCM
7
Shelton Capital Management
Colorado
$557K – – –
NFA
8
Nuveen Fund Advisors
Illinois
$418K -$235K -20,559 -36%
Two Sigma Investments
9
Two Sigma Investments
New York
$366K -$571K -50,038 -61%
Macquarie Group
10
Macquarie Group
Australia
$286K -$113K -9,933 -28%
SIS
11
Sound Income Strategies
Florida
$249K -$5.46K -478 -2%
Wells Fargo
12
Wells Fargo
California
$249K +$9.59K +841 +4%
FIM
13
Freedom Investment Management
Connecticut
$249K +$249K +22,226 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$243K -$1.14K -100 -0.5%
Axa
15
Axa
France
$228K – – –
BAS
16
Brown Advisory Securities
Maryland
$228K – – –
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$220K – – –
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$190K +$74.7K +6,551 +65%
Morgan Stanley
19
Morgan Stanley
New York
$149K -$69.1K -6,057 -32%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$138K – – –
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$130K -$28.1K -2,461 -18%
NL
22
NWAM LLC
Washington
$126K – – –
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$120K +$120K +10,554 New
FDCDDQ
24
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12.6K +$685 +60 +6%
Bank of America
25
Bank of America
North Carolina
$12K +$615 +54 +5%
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