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Horizon Technology Finance

52 hedge funds and large institutions have $17.3M invested in Horizon Technology Finance in 2023 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 22 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

440% more call options, than puts

Call options by funds: $2.41M | Put options by funds: $446K

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4.92% less ownership

Funds ownership: 10.45%5.53% (-4.9%)

18% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 22

26% less funds holding

Funds holding: 7052 (-18)

81% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 21

89% less capital invested

Capital invested by funds: $156M → $17.3M (-$139M)

Holders
52
Holders Change
-18
Holders Change %
-25.71%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
18
Reduced
22
Closed
21
Calls
$2.41M
Puts
$446K
Net Calls
+$1.96M
Net Calls Change
+$1.58M
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$3.24M +$169K +14,170 +5%
GAA
2
Green Alpha Advisors
Colorado
$2.63M +$475K +39,789 +21%
FIM
3
Freedom Investment Management
Connecticut
$1.65M -$230K -19,231 -12%
BlackRock
4
BlackRock
New York
$1.52M -$127K -10,656 -7%
Two Sigma Advisers
5
Two Sigma Advisers
New York
$880K -$1.17M -97,900 -56%
Mackenzie Financial
6
Mackenzie Financial
Ontario, Canada
$671K +$204K +17,114 +40%
Morgan Stanley
7
Morgan Stanley
New York
$521K +$788 +66 +0.1%
ES
8
ETF Store
Kansas
$436K +$53.8K +4,509 +14%
LPL Financial
9
LPL Financial
California
$408K +$158K +13,226 +58%
Wells Fargo
10
Wells Fargo
California
$385K +$252K +21,103 +162%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$373K -$29K -2,425 -7%
VEA
12
Virtus ETF Advisers
New York
$369K +$46K +3,854 +13%
PFO
13
Pathstone Family Office
New Jersey
$363K -$380K -31,857 -50%
Osaic Holdings
14
Osaic Holdings
Arizona
$340K +$19.4K +1,628 +6%
Invesco
15
Invesco
Georgia
$339K -$148K -12,433 -29%
Canada Life
16
Canada Life
Manitoba, Canada
$267K +$9.23K +773 +3%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$255K +$16.2K +1,358 +6%
Natixis Advisors
18
Natixis Advisors
Massachusetts
$215K -$439K -36,748 -66%
Marshall Wace
19
Marshall Wace
United Kingdom
$206K -$1.36M -114,123 -86%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$188K +$199K +16,649 New
NIA
21
NIA Impact Advisors
California
$183K +$15.1K +1,267 +8%
FAFN
22
First Affirmative Financial Network
Colorado
$180K -$2.79K -234 -1%
BRWA
23
B. Riley Wealth Advisors
Florida
$174K -$12.1K -1,014 -6%
UBS Group
24
UBS Group
Switzerland
$174K -$37.1K -3,110 -17%
CI
25
CPR Investments
Michigan
$169K -$84.2K -7,054 -32%

HRZN Hedge Fund Activity: Q1 2023 in Review

52 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q1 2023, worth a combined $17.3M — down 89% from $156M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of HRZN and 4 opened new positions — a net loss of 17 holders — while 22 trimmed existing stakes and 18 added.

The largest buyer was Green Alpha Advisors, adding an estimated $475K. The largest seller was Shelton Capital Management, exiting entirely with an estimated $4.2M sold.

  • 52 institutional investors held Horizon Technology Finance (HRZN) as of Q1 2023, down from 70 in Q4 2022.
  • Funds reported $17.3M of Horizon Technology Finance stock for Q1 2023, down 89% quarter-over-quarter.
  • 4 funds opened new Horizon Technology Finance positions in Q1 2023 and 21 closed out, a net change of -17 holders.
  • The largest Horizon Technology Finance buyer in Q1 2023 was Green Alpha Advisors, an estimated $475K added.
  • The largest Horizon Technology Finance seller in Q1 2023 was Shelton Capital Management, an estimated $4.2M sold.

Based on aggregated 13F filings for Q1 2023.