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Horizon Technology Finance
HRZN

Overview Fund Activity

39 hedge funds and large institutions have $16.5M invested in Horizon Technology Finance in 2019 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+10
Holders Change %
+34.48%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
10
Reduced
9
Closed
4
Calls
$335K
Puts
$304K
Net Calls
+$31K
Net Calls Change
-$272K

Top Buyers

1
Marshall Wace
Marshall Wace
United Kingdom
+$961K
2
Two Sigma Investments
Two Sigma Investments
New York
+$709K
3
Morgan Stanley
Morgan Stanley
New York
+$401K
4
Millennium Management
Millennium Management
New York
+$366K
5
UBS Group
UBS Group
Switzerland
+$304K

Top Sellers

1
SCM
Shelton Capital Management
Colorado
-$4.09M
2
GC
Guggenheim Capital
Illinois
-$288K
3
BCM
Bridgeway Capital Management
Texas
-$198K
4
NFA
Nuveen Fund Advisors
Illinois
-$187K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$140K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$3.02M +$304K +25,807 +11%
AAM
2
Advisors Asset Management
Colorado
$2.98M +$154K +13,025 +5%
LSV Asset Management
3
LSV Asset Management
Illinois
$1.95M -$22.4K -1,900 -1%
BCM
4
Bridgeway Capital Management
Texas
$1.28M -$198K -16,800 -13%
Two Sigma Investments
5
Two Sigma Investments
New York
$988K +$709K +60,132 +254%
Marshall Wace
6
Marshall Wace
United Kingdom
$961K +$961K +81,512 New
Morgan Stanley
7
Morgan Stanley
New York
$745K +$401K +34,067 +117%
GC
8
Guggenheim Capital
Illinois
$727K -$288K -24,421 -28%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$647K -$140K -11,900 -18%
Millennium Management
10
Millennium Management
New York
$366K +$366K +31,038 New
Wells Fargo
11
Wells Fargo
California
$340K +$123K +10,455 +57%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$258K +$258K +21,887 New
SIS
13
Sound Income Strategies
Florida
$253K – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$252K +$1.27K +108 +0.5%
Axa
15
Axa
France
$236K – – –
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$228K – – –
BAS
17
Brown Advisory Securities
Maryland
$203K +$2.37K +200 +1%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$179K – – –
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$159K +$1.75K +148 +1%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$143K – – –
QCMA
21
Quad Capital Management Advisors
New York
$141K +$141K +12,000 New
RFC
22
Regions Financial Corp
Alabama
$88K +$88K +7,500 New
AG
23
Advisor Group
Arizona
$85K +$78.8K +6,695 +1,275%
MWNA
24
Marshall Wace North America
New York
$62K +$62K +5,237 New
FIA
25
FNY Investment Advisers
New York
$57K +$57K +4,885 New
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