We are live on ! Find out more
HRZN icon

Horizon Technology Finance
HRZN

39 hedge funds and large institutions have $16.5M invested in Horizon Technology Finance in 2019 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

34% more funds holding

Funds holding: 29 → 39 (+10)

22% more capital invested

Capital invested by funds: $13.5M → $16.5M (+$2.98M)

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

10% more call options, than puts

Call options by funds: $335K | Put options by funds: $304K

0.11% less ownership

Funds ownership: 10.43% → 10.32% (-0.11%)

Holders
39
Holders Change
+10
Holders Change %
+34.48%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
10
Reduced
9
Closed
4
Calls
$335K
Puts
$304K
Net Calls
+$31K
Net Calls Change
-$272K

Top Buyers

Rank Fund Capital Flow
1
Marshall Wace
Marshall Wace
United Kingdom
+$996K
2
Two Sigma Investments
Two Sigma Investments
New York
+$735K
3
Morgan Stanley
Morgan Stanley
New York
+$416K
4
Millennium Management
Millennium Management
New York
+$379K
5
UBS Group
UBS Group
Switzerland
+$315K

Top Sellers

Rank Fund Capital Flow
1
SCM
Shelton Capital Management
Colorado
-$589K
2
GC
Guggenheim Capital
Illinois
-$298K
3
BCM
Bridgeway Capital Management
Texas
-$205K
4
NFA
Nuveen Fund Advisors
Illinois
-$187K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$145K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.02M +$315K +25,807 +11%
AAM
2
Advisors Asset Management
Colorado
$2.98M +$159K +13,025 +5%
LSV Asset Management
3
LSV Asset Management
Illinois
$1.95M -$23.2K -1,900 -1%
BCM
4
Bridgeway Capital Management
Texas
$1.27M -$205K -16,800 -13%
Two Sigma Investments
5
Two Sigma Investments
New York
$988K +$735K +60,132 +254%
Marshall Wace
6
Marshall Wace
United Kingdom
$961K +$996K +81,512 New
Morgan Stanley
7
Morgan Stanley
New York
$745K +$416K +34,067 +117%
GC
8
Guggenheim Capital
Illinois
$727K -$298K -24,421 -28%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$647K -$145K -11,900 -18%
Millennium Management
10
Millennium Management
New York
$366K +$379K +31,038 New
Wells Fargo
11
Wells Fargo
California
$340K +$128K +10,455 +57%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$258K +$268K +21,887 New
SIS
13
Sound Income Strategies
Florida
$253K – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$252K +$1.32K +108 +0.5%
Axa
15
Axa
France
$236K – – –
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$228K – – –
BAS
17
Brown Advisory Securities
Maryland
$203K +$2.44K +200 +1%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$179K – – –
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$159K +$1.81K +148 +1%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$143K – – –
QCMA
21
Quad Capital Management Advisors
New York
$141K +$147K +12,000 New
RFC
22
Regions Financial Corp
Alabama
$88K +$91.7K +7,500 New
AG
23
Advisor Group
Arizona
$85K +$81.8K +6,695 +1,275%
MWNA
24
Marshall Wace North America
New York
$62K +$64K +5,237 New
FIA
25
FNY Investment Advisers
New York
$57K +$59.7K +4,885 New
1
2

HRZN Hedge Fund Activity: Q1 2019 in Review

39 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q1 2019, worth a combined $16.5M — up 22% from $13.5M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new HRZN positions and 4 closed out — a net gain of 10 holders — while 10 added to existing stakes and 9 trimmed.

The largest buyer was Marshall Wace, opening a new position worth an estimated $996K. The largest seller was Shelton Capital Management, cutting an estimated $589K.

  • 39 institutional investors held Horizon Technology Finance (HRZN) as of Q1 2019, up from 29 in Q4 2018.
  • Funds reported $16.5M of Horizon Technology Finance stock for Q1 2019, up 22% quarter-over-quarter.
  • 14 funds opened new Horizon Technology Finance positions in Q1 2019 and 4 closed out, a net change of +10 holders.
  • The largest Horizon Technology Finance buyer in Q1 2019 was Marshall Wace, an estimated $996K added.
  • The largest Horizon Technology Finance seller in Q1 2019 was Shelton Capital Management, an estimated $589K sold.

Based on aggregated 13F filings for Q1 2019.