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Horizon Technology Finance
HRZN

40 hedge funds and large institutions have $18M invested in Horizon Technology Finance in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

21% more funds holding

Funds holding: 33 → 40 (+7)

18% more call options, than puts

Call options by funds: $341K | Put options by funds: $288K

8% more capital invested

Capital invested by funds: $16.6M → $18M (+$1.33M)

0.81% more ownership

Funds ownership: 10.41% → 11.22% (+0.81%)

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

Holders
40
Holders Change
+7
Holders Change %
+21.21%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
10
Reduced
10
Closed
2
Calls
$341K
Puts
$288K
Net Calls
+$53K
Net Calls Change
-$155K

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$874K
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$470K
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$428K
4
Two Sigma Investments
Two Sigma Investments
New York
+$350K
5
AIM
Advantage Investment Management
Iowa
+$241K

Top Sellers

Rank Fund Capital Flow
1
BCM
Bridgeway Capital Management
Texas
-$427K
2
UBS Group
UBS Group
Switzerland
-$410K
3
GC
Guggenheim Capital
Illinois
-$296K
4
AAM
Advisors Asset Management
Colorado
-$288K
5
Morgan Stanley
Morgan Stanley
New York
-$168K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.78M -$410K -34,201 -13%
AAM
2
Advisors Asset Management
Colorado
$2.33M -$288K -24,052 -11%
VEA
3
Virtus ETF Advisers
New York
$2M +$90K +7,509 +5%
LSV Asset Management
4
LSV Asset Management
Illinois
$1.92M -$33.5K -2,800 -2%
Two Sigma Investments
5
Two Sigma Investments
New York
$1.52M +$350K +29,253 +29%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$1.43M +$470K +39,200 +48%
BlackRock
7
BlackRock
New York
$862K +$874K +72,914 New
BCM
8
Bridgeway Capital Management
Texas
$820K -$427K -35,600 -34%
SCM
9
Shelton Capital Management
Colorado
$577K – – –
D.E. Shaw & Co
10
D.E. Shaw & Co
New York
$422K +$428K +35,682 New
Wells Fargo
11
Wells Fargo
California
$391K +$13.2K +1,100 +3%
Morgan Stanley
12
Morgan Stanley
New York
$329K -$168K -13,985 -33%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$306K +$38.3K +3,200 +14%
AIM
14
Advantage Investment Management
Iowa
$238K +$241K +20,089 New
California Public Employees Retirement System
15
California Public Employees Retirement System
California
$228K – – –
BAS
16
Brown Advisory Securities
Maryland
$203K – – –
GC
17
Guggenheim Capital
Illinois
$185K -$296K -24,675 -61%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$179K +$19.1K +1,596 +12%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$178K -$7.99K -667 -4%
FIM
20
Freedom Investment Management
Connecticut
$171K +$173K +14,433 New
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$170K +$40.1K +3,344 +30%
Squarepoint
22
Squarepoint
New York
$166K -$36K -3,005 -18%
Geode Capital Management
23
Geode Capital Management
Massachusetts
$144K – – –
Millennium Management
24
Millennium Management
New York
$127K +$129K +10,794 New
JP Morgan Chase
25
JP Morgan Chase
New York
$113K +$112K +9,337 +4,669%
1
2

HRZN Hedge Fund Activity: Q3 2019 in Review

40 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q3 2019, worth a combined $18M — up 8% from $16.6M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new HRZN positions and 2 closed out — a net gain of 7 holders — while 10 added to existing stakes and 10 trimmed.

The largest buyer was BlackRock, opening a new position worth an estimated $874K. The largest seller was Bridgeway Capital Management, cutting an estimated $427K.

  • 40 institutional investors held Horizon Technology Finance (HRZN) as of Q3 2019, up from 33 in Q2 2019.
  • Funds reported $18M of Horizon Technology Finance stock for Q3 2019, up 8% quarter-over-quarter.
  • 9 funds opened new Horizon Technology Finance positions in Q3 2019 and 2 closed out, a net change of +7 holders.
  • The largest Horizon Technology Finance buyer in Q3 2019 was BlackRock, an estimated $874K added.
  • The largest Horizon Technology Finance seller in Q3 2019 was Bridgeway Capital Management, an estimated $427K sold.

Based on aggregated 13F filings for Q3 2019.