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Horizon Technology Finance

31 hedge funds and large institutions have $16M invested in Horizon Technology Finance in 2018 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.98% less ownership

Funds ownership: 14.75%13.78% (-0.98%)

9% less capital invested

Capital invested by funds: $17.7M → $16M (-$1.63M)

11% less funds holding

Funds holding: 3531 (-4)

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

64% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 11

92% less call options, than puts

Call options by funds: $10K | Put options by funds: $119K

Holders
31
Holders Change
-4
Holders Change %
-11.43%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
4
Reduced
11
Closed
8
Calls
$10K
Puts
$119K
Net Calls
-$109K
Net Calls Change
-$109K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$2.46M -$731K -71,516 -23%
UBS Group
2
UBS Group
Switzerland
$2.45M -$110K -10,784 -4%
BCM
3
Bridgeway Capital Management
Texas
$2.1M
LSV Asset Management
4
LSV Asset Management
Illinois
$1.9M
GC
5
Guggenheim Capital
Illinois
$1.4M -$286K -27,991 -17%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$1.16M +$489K +47,907 +71%
Two Sigma Investments
7
Two Sigma Investments
New York
$828K +$385K +37,730 +85%
NFA
8
Nuveen Fund Advisors
Illinois
$577K -$247K -24,195 -30%
SCM
9
Shelton Capital Management
Colorado
$492K
Macquarie Group
10
Macquarie Group
Australia
$353K -$129K -12,604 -26%
D.E. Shaw & Co
11
D.E. Shaw & Co
New York
$290K +$294K +28,743 New
SIS
12
Sound Income Strategies
Florida
$225K -$1.02K -100 -0.4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$215K -$9.2K -900 -4%
Wells Fargo
14
Wells Fargo
California
$212K -$40.2K -3,939 -16%
Axa
15
Axa
France
$202K
BAS
16
Brown Advisory Securities
Maryland
$201K
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$195K
Morgan Stanley
18
Morgan Stanley
New York
$192K -$30K -2,936 -13%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$143K
Geode Capital Management
20
Geode Capital Management
Massachusetts
$122K +$124K +12,178 New
NL
21
NWAM LLC
Washington
$112K -$15.4K -1,506 -12%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$102K -$1.43K -140 -1%
JP Morgan Chase
23
JP Morgan Chase
New York
$36K +$29.4K +2,875 +431%
HI
24
Hudock Inc
Pennsylvania
$13K +$2.35K +230 +20%
FDCDDQ
25
Federation des caisses Desjardins du Quebec
Quebec, Canada
$10.5K

HRZN Hedge Fund Activity: Q2 2018 in Review

31 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q2 2018, worth a combined $16M — down 9.3% from $17.7M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of HRZN and 4 opened new positions — a net loss of 4 holders — while 11 trimmed existing stakes and 4 added.

The largest buyer was Two Sigma Advisers, adding an estimated $489K. The largest seller was Advisors Asset Management, cutting an estimated $731K.

  • 31 institutional investors held Horizon Technology Finance (HRZN) as of Q2 2018, down from 35 in Q1 2018.
  • Funds reported $16M of Horizon Technology Finance stock for Q2 2018, down 9.3% quarter-over-quarter.
  • 4 funds opened new Horizon Technology Finance positions in Q2 2018 and 8 closed out, a net change of -4 holders.
  • The largest Horizon Technology Finance buyer in Q2 2018 was Two Sigma Advisers, an estimated $489K added.
  • The largest Horizon Technology Finance seller in Q2 2018 was Advisors Asset Management, an estimated $731K sold.

Based on aggregated 13F filings for Q2 2018.