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Horizon Technology Finance
HRZN

Overview Fund Activity

31 hedge funds and large institutions have $16M invested in Horizon Technology Finance in 2018 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
-4
Holders Change %
-11.43%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
4
Reduced
11
Closed
8
Calls
$10K
Puts
$119K
Net Calls
-$109K
Net Calls Change
-$109K

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$483K
2
Two Sigma Investments
Two Sigma Investments
New York
+$380K
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$290K
4
Geode Capital Management
Geode Capital Management
Massachusetts
+$122K
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$29.2K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$721K
2
GC
Guggenheim Capital
Illinois
-$282K
3
NFA
Nuveen Fund Advisors
Illinois
-$244K
4
Millennium Management
Millennium Management
New York
-$244K
5
KA
Kovack Advisors
Florida
-$225K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$2.46M -$721K -71,516 -23%
UBS Group
2
UBS Group
Switzerland
$2.45M -$109K -10,784 -4%
BCM
3
Bridgeway Capital Management
Texas
$2.1M – – –
LSV Asset Management
4
LSV Asset Management
Illinois
$1.9M – – –
GC
5
Guggenheim Capital
Illinois
$1.4M -$282K -27,991 -17%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$1.16M +$483K +47,907 +71%
Two Sigma Investments
7
Two Sigma Investments
New York
$828K +$380K +37,730 +85%
NFA
8
Nuveen Fund Advisors
Illinois
$577K -$244K -24,195 -30%
SCM
9
Shelton Capital Management
Colorado
$492K – – –
Macquarie Group
10
Macquarie Group
Australia
$353K -$127K -12,604 -26%
D.E. Shaw & Co
11
D.E. Shaw & Co
New York
$290K +$290K +28,743 New
SIS
12
Sound Income Strategies
Florida
$225K -$1.01K -100 -0.4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$215K -$9.06K -900 -4%
Wells Fargo
14
Wells Fargo
California
$212K -$39.8K -3,939 -16%
Axa
15
Axa
France
$202K – – –
BAS
16
Brown Advisory Securities
Maryland
$201K – – –
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$195K – – –
Morgan Stanley
18
Morgan Stanley
New York
$192K -$29.5K -2,936 -13%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$143K – – –
Geode Capital Management
20
Geode Capital Management
Massachusetts
$122K +$122K +12,178 New
NL
21
NWAM LLC
Washington
$112K -$15.2K -1,506 -12%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$102K -$1.41K -140 -1%
JPMorgan Chase & Co
23
JPMorgan Chase & Co
New York
$36K +$29.2K +2,875 +431%
HI
24
Hudock Inc
Pennsylvania
$13K +$2.17K +230 +20%
FDCDDQ
25
Federation des caisses Desjardins du Quebec
Quebec, Canada
$10.5K – – –
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