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Horizon Technology Finance
HRZN

Overview Fund Activity

31 hedge funds and large institutions have $25.6M invested in Horizon Technology Finance in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
-7
Holders Change %
-18.42%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
14
Closed
11
Calls
$86K
Puts
$198K
Net Calls
-$112K
Net Calls Change
+$134K

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$2.65M
2
Invesco
Invesco
Georgia
+$84K
3
BAS
Brown Advisory Securities
Maryland
+$48.4K
4
ST
Spot Trading
Illinois
+$44K
5
TRCT
Tower Research Capital (TRC)
New York
+$11.1K

Top Sellers

1
Northern Trust
Northern Trust
Illinois
-$1.03M
2
Deutsche Bank
Deutsche Bank
Germany
-$685K
3
PP
Paloma Partners
Connecticut
-$518K
4
Bank of America
Bank of America
North Carolina
-$414K
5
COPPSERS
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
-$351K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$9.43M +$2.65M +196,719 +39%
U
2
UBS
Switzerland
$5.31M -$197K -14,641 -4%
CIM
3
Confluence Investment Management
Missouri
$4.26M -$217K -16,085 -5%
LSV Asset Management
4
LSV Asset Management
Illinois
$1.84M – – –
Morgan Stanley
5
Morgan Stanley
New York
$980K -$135K -10,021 -12%
Two Sigma Investments
6
Two Sigma Investments
New York
$790K -$148K -10,976 -16%
Wells Fargo
7
Wells Fargo
California
$656K -$84.9K -6,304 -11%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$655K -$152K -11,300 -19%
BAS
9
Brown Advisory Securities
Maryland
$415K +$48.4K +3,612 +13%
VanEck Associates
10
VanEck Associates
New York
$287K -$1.41K -105 -0.5%
RJA
11
Raymond James & Associates
Florida
$206K – – –
Millennium Management
12
Millennium Management
New York
$172K +$10.5K +779 +7%
Goldman Sachs
13
Goldman Sachs
New York
$156K -$250K -18,567 -62%
WFI
14
West Family Investments
California
$125K – – –
Invesco
15
Invesco
Georgia
$84K +$84K +6,208 New
MSE
16
MUFG Securities EMEA
United Kingdom
$59K – – –
ST
17
Spot Trading
Illinois
$44K +$44K +3,287 New
Creative Planning
18
Creative Planning
Kansas
$30K +$2.73K +200 +10%
Deutsche Bank
19
Deutsche Bank
Germany
$27K -$685K -52,136 -96%
FNBT
20
FineMark National Bank & Trust
Florida
$27K – – –
Citigroup
21
Citigroup
New York
$20K -$1.96K -147 -9%
TRCT
22
Tower Research Capital (TRC)
New York
$15K +$11.1K +857 +286%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$13K +$121 +9 +0.9%
Barclays
24
Barclays
United Kingdom
$11K -$22.2K -1,741 -67%
GSC
25
Ground Swell Capital
South Carolina
$11K -$1.5K -109 -12%
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