Horizon Technology Finance
HRZN
31 hedge funds and large institutions have $25.6M invested in Horizon Technology Finance in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 14 reducing their positions, and 11 closing their positions.
15% less capital invested
Capital invested by funds: $30.1M → $25.6M (-$4.45M)
18% less funds holding
Funds holding: 38 → 31 (-7)
57% less call options, than puts
Call options by funds: $86K | Put options by funds: $198K
57% less repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 14
64% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 11
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$2.78M |
| 2 |
Invesco
Atlanta,
Georgia
|
+$87.9K |
| 3 |
BAS
Brown Advisory Securities
Baltimore,
Maryland
|
+$51.1K |
| 4 |
ST
Spot Trading
Chicago,
Illinois
|
+$46.5K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
+$12.1K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Northern Trust
Chicago,
Illinois
|
-$1.02M |
| 2 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$738K |
| 3 |
PP
Paloma Partners
Greenwich,
Connecticut
|
-$518K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$401K |
| 5 |
COPPSERS
Commonwealth of Pennsylvania Public School Employees Retirement System
Harrisburg,
Pennsylvania
|
-$351K |
HRZN Hedge Fund Activity: Q3 2014 in Review
31 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q3 2014, worth a combined $25.6M — down 15% from $30.1M a quarter earlier.
Sellers outnumbered buyers: 11 funds closed out of HRZN and 4 opened new positions — a net loss of 7 holders — while 14 trimmed existing stakes and 6 added.
The largest buyer was Advisors Asset Management, adding an estimated $2.78M. The largest seller was Northern Trust, exiting entirely with an estimated $1.02M sold.
- 31 institutional investors held Horizon Technology Finance (HRZN) as of Q3 2014, down from 38 in Q2 2014.
- Funds reported $25.6M of Horizon Technology Finance stock for Q3 2014, down 15% quarter-over-quarter.
- 4 funds opened new Horizon Technology Finance positions in Q3 2014 and 11 closed out, a net change of -7 holders.
- The largest Horizon Technology Finance buyer in Q3 2014 was Advisors Asset Management, an estimated $2.78M added.
- The largest Horizon Technology Finance seller in Q3 2014 was Northern Trust, an estimated $1.02M sold.
Based on aggregated 13F filings for Q3 2014.