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Horizon Technology Finance
HRZN

Overview Fund Activity

36 hedge funds and large institutions have $25.1M invested in Horizon Technology Finance in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 7 closing their positions.

Holders
36
Holders Change
+4
Holders Change %
+12.5%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
9
Reduced
7
Closed
7
Calls
–
Puts
$7K
Net Calls
-$7K
Net Calls Change
-$222K

Top Buyers

1
WFI
1
West Family Investments
California
$1.83M
2
DCM
2
Dialectic Capital Management
Connecticut
$943K
3
PAM
3
PVG Asset Management
Colorado
$816K
4
Millennium Management
4
Millennium Management
New York
$631K
5
NCCM
5
Nine Chapters Capital Management
New Jersey
$245K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$2.57M
2
Morgan Stanley
2
Morgan Stanley
New York
$1.1M
3
VanEck Associates
3
VanEck Associates
New York
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$8.04M 888,786 -17,350 -2%
UBS Group
2
UBS Group
Switzerland
$2.57M 283,456 -148,743 -34%
CIM
3
Confluence Investment Management
Missouri
$2.35M 259,069 -460 -0.2%
WFI
4
West Family Investments
California
$1.83M 202,554 +172,118 +566%
LSV Asset Management
5
LSV Asset Management
Illinois
$1.32M 146,366 – –
Morgan Stanley
6
Morgan Stanley
New York
$1.1M 121,089 -105,425 -47%
Wells Fargo
7
Wells Fargo
California
$1.02M 112,846 -7,445 -6%
DCM
8
Dialectic Capital Management
Connecticut
$943K 104,152 +104,152 New
Two Sigma Advisers
9
Two Sigma Advisers
New York
$942K 101,228 +4,519 +5%
Two Sigma Investments
10
Two Sigma Investments
New York
$817K 90,284 +19,330 +27%
PAM
11
PVG Asset Management
Colorado
$816K 90,180 +90,180 New
Millennium Management
12
Millennium Management
New York
$631K 69,686 +47,885 +220%
HIM
13
Hillsdale Investment Management
Ontario, Canada
$455K 50,238 -21,962 -30%
TG
14
TCW Group
California
$398K 44,000 – –
NCCM
15
Nine Chapters Capital Management
New Jersey
$245K 27,100 +27,100 New
GCP
16
GSA Capital Partners
United Kingdom
$240K 26,569 +26,569 New
BAS
17
Brown Advisory Securities
Maryland
$215K 23,650 – –
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$194K 21,431 +21,431 New
D.E. Shaw & Co
19
D.E. Shaw & Co
New York
$178K 19,723 +19,723 New
Citadel Advisors
20
Citadel Advisors
Florida
$157K 17,344 +17,344 New
VKH
21
Virtu KCG Holdings
New York
$153K 16,857 +404 +2%
RCM
22
Radcliffe Capital Management
Pennsylvania
– – – –
TRCT
23
Tower Research Capital (TRC)
New York
$103K 11,345 +10,617 +1,458%
Citigroup
24
Citigroup
New York
$86K 9,383 +1,559 +20%
Axa
25
Axa
France
$71K 7,800 +7,800 New
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