Nine Chapters Capital Management’s Horizon Technology Finance HRZN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-27,100	Closed	-$245K	–	249
2015 Q3	$245K	Buy	+27,100	New	+$245K	0.02%	772
2014 Q1	–	Sell	-16,200	Closed	-$230K	–	879
2013 Q4	$230K	Buy	16,200 +3,500	+28%	+$49.7K	0.02%	681
2013 Q3	$169K	Buy	+12,700	New	+$169K	0.02%	658