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Horizon Technology Finance
HRZN

Overview Fund Activity

29 hedge funds and large institutions have $13.5M invested in Horizon Technology Finance in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
4
Reduced
12
Closed
4
Calls
$303K
Puts
–
Net Calls
+$303K
Net Calls Change
+$160K

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$396K
2
Morgan Stanley
Morgan Stanley
New York
+$181K
3
BCM
Bridgeway Capital Management
Texas
+$163K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$21.7K
5
TRCT
Tower Research Capital (TRC)
New York
+$8K

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$520K
2
FIM
Freedom Investment Management
Connecticut
-$249K
3
NFA
Nuveen Fund Advisors
Illinois
-$225K
4
Macquarie Group
Macquarie Group
Australia
-$199K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$183K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$2.7M +$396K +35,189 +17%
UBS Group
2
UBS Group
Switzerland
$2.59M -$108K -9,556 -4%
LSV Asset Management
3
LSV Asset Management
Illinois
$1.88M -$119K -10,601 -6%
BCM
4
Bridgeway Capital Management
Texas
$1.41M +$163K +14,500 +13%
GC
5
Guggenheim Capital
Illinois
$969K -$520K -46,231 -35%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$751K -$183K -16,271 -20%
SCM
7
Shelton Capital Management
Colorado
$549K – – –
Morgan Stanley
8
Morgan Stanley
New York
$328K +$181K +16,094 +123%
Two Sigma Investments
9
Two Sigma Investments
New York
$267K -$94.5K -8,387 -26%
SIS
10
Sound Income Strategies
Florida
$242K -$3.6K -320 -1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$239K – – –
Axa
12
Axa
France
$225K – – –
California Public Employees Retirement System
13
California Public Employees Retirement System
California
$217K – – –
Wells Fargo
14
Wells Fargo
California
$206K -$39.3K -3,501 -16%
BAS
15
Brown Advisory Securities
Maryland
$193K -$34.8K -3,050 -15%
NFA
16
Nuveen Fund Advisors
Illinois
$187K -$225K -20,022 -55%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$171K -$16.9K -1,500 -9%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$150K +$21.7K +1,928 +17%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$137K – – –
Macquarie Group
20
Macquarie Group
Australia
$82K -$199K -17,761 -71%
Bank of America
21
Bank of America
North Carolina
$12K – – –
HI
22
Hudock Inc
Pennsylvania
$8K – – –
TRCT
23
Tower Research Capital (TRC)
New York
$8K +$8K +707 New
AG
24
Advisor Group
Arizona
$6K – – –
RCAG
25
Rehmann Capital Advisory Group
Michigan
$4.93K – – –
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