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Ladenburg Thalmann Financial Services’s Horizon Technology Finance HRZN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio HRZN Stock Details HRZN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$208K Buy
16,161
+961
+6% +$11.8K ﹤0.01% 2462
2019
Q3 		$179K Buy
15,200
+1,596
+12% +$19.1K ﹤0.01% 2552
2019
Q2 		$161K Buy
13,604
+146
+1% +$1.72K ﹤0.01% 2621
2019
Q1 		$159K Buy
13,458
+148
+1% +$1.81K ﹤0.01% 2569
2018
Q4 		$150K Buy
13,310
+1,928
+17% +$21.9K ﹤0.01% 2451
2018
Q3 		$130K Sell
11,382
-2,461
-18% -$27.1K ﹤0.01% 2634
2018
Q2 		$143K Hold
13,843
– – ﹤0.01% 2488
2018
Q1 		$143K Sell
13,843
-90
-0.6% -$983 ﹤0.01% 2488
2017
Q4 		$157K Sell
13,933
-23,974
-63% -$265K ﹤0.01% 2398
2017
Q3 		$421K Buy
37,907
+1,957
+5% +$21.4K ﹤0.01% 1580
2017
Q2 		$407K Sell
35,950
-12,566
-26% -$142K ﹤0.01% 1518
2017
Q1 		$540K Sell
48,516
-4,214
-8% -$46.8K 0.01% 1283
2016
Q4 		$555K Sell
52,730
-28,348
-35% -$334K 0.01% 1191
2016
Q3 		$1.1M Buy
81,078
+4,080
+5% +$54.8K 0.02% 752
2016
Q2 		$941K Buy
76,998
+27,712
+56% +$326K 0.02% 791
2016
Q1 		$572K Buy
49,286
+25,746
+109% +$276K 0.01% 972
2015
Q4 		$278K Buy
23,540
+21,682
+1,167% +$238K 0.01% 1360
2015
Q3 		$17K Buy
1,858
+13
+0.7% +$140 ﹤0.01% 3200
2015
Q2 		$23K Sell
1,845
-590
-24% -$8.15K ﹤0.01% 3144
2015
Q1 		$34K Buy
2,435
+1,459
+149% +$20.4K ﹤0.01% 2837
2014
Q4 		$14K Buy
976
+9
+0.9% +$125 ﹤0.01% 3205
2014
Q3 		$13K Buy
967
+9
+0.9% +$127 ﹤0.01% 2944
2014
Q2 		$14K Buy
958
+9
+0.9% +$122 ﹤0.01% 2893
2014
Q1 		$12K Buy
949
+8
+0.9% +$112 ﹤0.01% 2860
2013
Q4 		$13K Sell
941
-251
-21% -$3.46K ﹤0.01% 2776
2013
Q3 		$16K Buy
1,192
+8
+0.7% +$111 ﹤0.01% 2596
2013
Q2 		$16K Buy
+1,184
New +$16.7K ﹤0.01% 2462

Other funds holding HRZN

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
VEA
Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
BCM
Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return
SCM
Shelton Capital Management Denver, Colorado $4.57B AUM 32.26% 1-Year Est. Return

Ladenburg Thalmann Financial Services's HRZN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Horizon Technology Finance (HRZN) stake by 6.3% in Q4 2019, buying an estimated $11.8K and bringing the position to 16,161 shares worth $208K. The position accounts for ﹤0.01% of the portfolio, ranked #2462.

Ladenburg Thalmann Financial Services first reported a position in HRZN in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.1M in Q3 2016. 41 funds tracked by Wall St. Rank hold HRZN as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 16,161 shares of Horizon Technology Finance worth $208K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 961 Horizon Technology Finance shares in Q4 2019, an estimated $11.8K.
  • Horizon Technology Finance made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2462 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Horizon Technology Finance in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Horizon Technology Finance position peaked at $1.1M in Q3 2016.
  • 41 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.