LPL Financial
HRZN icon

LPL Financial’s Horizon Technology Finance HRZN Stock Holding History

LPL Financial’s Portfolio HRZN Stock Details HRZN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$133K Sell
28,916
-53,026
-65% -$248K ﹤0.01% 5958
2026
Q2 		$388K Buy
81,942
+55,755
+213% +$241K ﹤0.01% 5253
2026
Q1 		$110K Sell
26,187
-11,083
-30% -$64.2K ﹤0.01% 5656
2025
Q4 		$240K Sell
37,270
-28,158
-43% -$180K ﹤0.01% 5321
2025
Q3 		$399K Sell
65,428
-18,840
-22% -$137K ﹤0.01% 4815
2025
Q2 		$607K Sell
84,268
-4,528
-5% -$35.3K ﹤0.01% 4217
2025
Q1 		$836K Sell
88,796
-88,075
-50% -$826K ﹤0.01% 3712
2024
Q4 		$1.59M Buy
176,871
+15,670
+10% +$151K ﹤0.01% 3083
2024
Q3 		$1.72M Buy
161,201
+7,504
+5% +$85.8K ﹤0.01% 2879
2024
Q2 		$1.85M Buy
153,697
+14,031
+10% +$163K ﹤0.01% 2669
2024
Q1 		$1.59M Buy
139,666
+56,465
+68% +$713K ﹤0.01% 2754
2023
Q4 		$1.1M Buy
83,201
+30,308
+57% +$371K ﹤0.01% 2965
2023
Q3 		$628K Buy
52,893
+2,485
+5% +$30.5K ﹤0.01% 3292
2023
Q2 		$609K Buy
50,408
+14,281
+40% +$171K ﹤0.01% 3264
2023
Q1 		$408K Buy
36,127
+13,226
+58% +$158K ﹤0.01% 3502
2022
Q4 		$266K Sell
22,901
-1,786
-7% -$21.4K ﹤0.01% 3745
2022
Q3 		$247K Buy
24,687
+2,671
+12% +$32.9K ﹤0.01% 3755
2022
Q2 		$254K Buy
22,016
+3,811
+21% +$47.8K ﹤0.01% 3762
2022
Q1 		$253K Sell
18,205
-689
-4% -$10.4K ﹤0.01% 3698
2021
Q4 		$301K Buy
18,894
+2,000
+12% +$33.8K ﹤0.01% 3677
2021
Q3 		$275K Buy
16,894
+893
+6% +$15.2K ﹤0.01% 3721
2021
Q2 		$276K Sell
16,001
-2,476
-13% -$40.9K ﹤0.01% 3653
2021
Q1 		$266K Buy
18,477
+6,140
+50% +$85.4K ﹤0.01% 3565
2020
Q4 		$163K Buy
+12,337
New +$154K ﹤0.01% 3578

Other funds holding HRZN

Green Alpha Advisors
Green Alpha Advisors Niwot, Colorado $148M AUM 98.22% 1-Year Est. Return
Eagle Point Credit Management
Eagle Point Credit Management Greenwich, Connecticut $56.4M AUM 18.94% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
Connecticut Wealth Management
Connecticut Wealth Management Farmington, Connecticut $2.73B AUM 14.39% 1-Year Est. Return
William Blair & Company
William Blair & Company Chicago, Illinois $38.6B AUM 22.09% 1-Year Est. Return
Apollon Wealth Management
Apollon Wealth Management Mount Pleasant, South Carolina $8.72B AUM 23.07% 1-Year Est. Return
UMB Bank
UMB Bank Kansas City, Missouri $7.69B AUM 20.41% 1-Year Est. Return
IMC Chicago
IMC Chicago Chicago, Illinois $483B AUM 41.26% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return
First Financial Bank - Trust Division
First Financial Bank - Trust Division Hamilton, Ohio $1.39B AUM 15.59% 1-Year Est. Return

LPL Financial's HRZN Position: Q3 2026 in Review

LPL Financial reduced its Horizon Technology Finance (HRZN) stake by 65% in Q3 2026, selling an estimated $248K and leaving 28,916 shares worth $133K. The position accounts for ﹤0.01% of the portfolio, ranked #5958.

LPL Financial first reported a position in HRZN in Q4 2020 and has held it in 24 quarters since. The position peaked at $1.85M in Q2 2024. 45 funds tracked by Wall St. Rank hold HRZN as of Q3 2026.

  • LPL Financial held 28,916 shares of Horizon Technology Finance worth $133K as of Q3 2026.
  • LPL Financial sold 53,026 Horizon Technology Finance shares in Q3 2026, an estimated $248K.
  • Horizon Technology Finance made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #5958 holding.
  • LPL Financial first reported a position in Horizon Technology Finance in Q4 2020 and has held it in 24 quarters since.
  • LPL Financial's Horizon Technology Finance position peaked at $1.85M in Q2 2024.
  • 45 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.