SNC
TSI

Stifel Nicolaus & Co’s TCW Strategic Income Fund TSI Stock Holding History

Stifel Nicolaus & Co’s Portfolio TSI Stock Details TSI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$1.1M Sell
203,264
-108,782
-35% -$584K 0.02% 636
2013
Q2 		$1.73M Buy
+312,046
New +$1.81M 0.03% 466

Other funds holding TSI

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
CWM
Concert Wealth Management San Jose, California $24.7M AUM 14.91% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
FT
Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return

Stifel Nicolaus & Co's TSI Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its TCW Strategic Income Fund (TSI) stake by 35% in Q3 2013, selling an estimated $584K and leaving 203,264 shares worth $1.1M. The position accounts for 0.02% of the portfolio, ranked #636.

Stifel Nicolaus & Co first reported a position in TSI in Q2 2013 and has held it in 2 quarters since. The position peaked at $1.73M in Q2 2013. 51 funds tracked by Wall St. Rank hold TSI as of Q3 2013.

  • Stifel Nicolaus & Co held 203,264 shares of TCW Strategic Income Fund worth $1.1M as of Q3 2013.
  • Stifel Nicolaus & Co sold 108,782 TCW Strategic Income Fund shares in Q3 2013, an estimated $584K.
  • TCW Strategic Income Fund made up 0.02% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #636 holding.
  • Stifel Nicolaus & Co first reported a position in TCW Strategic Income Fund in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's TCW Strategic Income Fund position peaked at $1.73M in Q2 2013.
  • 51 funds tracked by Wall St. Rank held TCW Strategic Income Fund as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.