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TSI

TCW Strategic Income Fund

51 hedge funds and large institutions have $20.6M invested in TCW Strategic Income Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

4% more funds holding

Funds holding: 4951 (+2)

0.41% less ownership

Funds ownership: 8.45%8.03% (-0.41%)

7% less capital invested

Capital invested by funds: $22.3M → $20.6M (-$1.62M)

56% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 16

Holders
51
Holders Change
+2
Holders Change %
+4.08%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
7
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.12M +$707K +131,647 +29%
First Manhattan
2
First Manhattan
New York
$2.03M -$8.05K -1,500 -0.4%
Wells Fargo
3
Wells Fargo
California
$1.4M +$199K +37,049 +17%
CWM
4
Concert Wealth Management
California
$1.3M -$28.7K -5,348 -2%
CS
5
Credit Suisse
Switzerland
$1.26M -$38.2K -7,116 -3%
SNC
6
Stifel Nicolaus & Co
Missouri
$1.1M -$584K -108,782 -35%
Invesco
7
Invesco
Georgia
$955K -$262K -48,715 -22%
RCM
8
Rivernorth Capital Management
Florida
$939K
LPL Financial
9
LPL Financial
California
$908K -$240K -44,701 -21%
U
10
UBS
Switzerland
$795K +$4.12K +767 +0.5%
FT
11
Fiduciary Trust
Massachusetts
$771K
FFA
12
First Foundation Advisors
California
$727K +$245K +45,653 +51%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$616K -$7.27K -1,353 -1%
LC
14
Lourd Capital
California
$612K
FWM
15
Focused Wealth Management
New York
$379K +$378K +70,328 New
VKH
16
Virtu KCG Holdings
New York
$373K +$371K +69,164 New
WA
17
WFG Advisors
Texas
$325K +$61.5K +11,445 +23%
AAM
18
Advisors Asset Management
Colorado
$323K -$1.02M -189,166 -76%
MAA
19
Mraz Amerine & Associates
California
$309K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$268K -$376 -70 -0.1%
OC
21
Oppenheimer & Co
New York
$221K +$220K +41,000 New
UCFA
22
United Capital Financial Advisors
Texas
$193K
DWT
23
Dorsey & Whitney Trust
South Dakota
$184K +$183K +34,078 New
CAN
24
Cetera Advisor Networks
California
$167K +$169K +31,429 New
NSIM
25
North Star Investment Management
Illinois
$158K

TSI Hedge Fund Activity: Q3 2013 in Review

51 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q3 2013, worth a combined $20.6M — down 7.3% from $22.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new TSI positions and 3 closed out — a net gain of 3 holders — while 7 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $707K. The largest seller was Advisors Asset Management, cutting an estimated $1.02M.

  • 51 institutional investors held TCW Strategic Income Fund (TSI) as of Q3 2013, up from 49 in Q2 2013.
  • Funds reported $20.6M of TCW Strategic Income Fund stock for Q3 2013, down 7.3% quarter-over-quarter.
  • 6 funds opened new TCW Strategic Income Fund positions in Q3 2013 and 3 closed out, a net change of +3 holders.
  • The largest TCW Strategic Income Fund buyer in Q3 2013 was Morgan Stanley, an estimated $707K added.
  • The largest TCW Strategic Income Fund seller in Q3 2013 was Advisors Asset Management, an estimated $1.02M sold.

Based on aggregated 13F filings for Q3 2013.