TSI

TCW Strategic Income Fund
TSI

Overview Fund Activity

51 hedge funds and large institutions have $20.6M invested in TCW Strategic Income Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 16 reducing their positions, and 3 closing their positions.

Holders
51
Holders Change
+2
Holders Change %
+4.08%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.12M
2
FWM
2
Focused Wealth Management
New York
$379K
3
VKH
3
Virtu KCG Holdings
New York
$373K
4
FFA
4
First Foundation Advisors
California
$727K
5
OC
5
Oppenheimer & Co
New York
$221K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$323K
2
SNC
2
Stifel Nicolaus & Co
Missouri
$1.1M
3
VFS
3
VSR Financial Services
Kansas
$0
4
Invesco
4
Invesco
Georgia
$955K
5
LPL Financial
5
LPL Financial
California
$908K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$3.12M 578,083 +131,647 +29%
First Manhattan
2
First Manhattan
New York
$2.03M 375,939 -1,500 -0.4%
Wells Fargo
3
Wells Fargo
California
$1.4M 259,094 +37,049 +17%
CWM
4
Concert Wealth Management
California
$1.3M 240,284 -5,348 -2%
CS
5
Credit Suisse
Switzerland
$1.26M 233,615 -7,116 -3%
SNC
6
Stifel Nicolaus & Co
Missouri
$1.1M 203,264 -108,782 -35%
Invesco
7
Invesco
Georgia
$955K 177,267 -48,715 -22%
RCM
8
Rivernorth Capital Management
Florida
$939K 174,144 – –
LPL Financial
9
LPL Financial
California
$908K 170,665 -44,701 -21%
U
10
UBS
Switzerland
$795K 147,539 +767 +0.5%
FT
11
Fiduciary Trust
Massachusetts
$771K 143,068 – –
FFA
12
First Foundation Advisors
California
$727K 134,851 +45,653 +51%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$616K 114,249 -1,353 -1%
LC
14
Lourd Capital
California
$612K 113,500 – –
FWM
15
Focused Wealth Management
New York
$379K 70,328 +70,328 New
VKH
16
Virtu KCG Holdings
New York
$373K 69,164 +69,164 New
WA
17
WFG Advisors
Texas
$325K 60,371 +11,445 +23%
AAM
18
Advisors Asset Management
Colorado
$323K 59,917 -189,166 -76%
MAA
19
Mraz Amerine & Associates
California
$309K 57,418 – –
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$268K 49,782 -70 -0.1%
OC
21
Oppenheimer & Co
New York
$221K 41,000 +41,000 New
UCFA
22
United Capital Financial Advisors
Texas
$193K 35,858 – –
DWT
23
Dorsey & Whitney Trust
South Dakota
$184K 34,078 +34,078 New
CAN
24
Cetera Advisor Networks
California
$167K 31,429 +31,429 New
NSIM
25
North Star Investment Management
Illinois
$158K 29,312 – –
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