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TSI

TCW Strategic Income Fund

64 hedge funds and large institutions have $41.8M invested in TCW Strategic Income Fund in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 14

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

15% more capital invested

Capital invested by funds: $36.3M → $41.8M (+$5.45M)

3% more funds holding

Funds holding: 6264 (+2)

1.76% more ownership

Funds ownership: 13.81%15.56% (+1.8%)

Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
1.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
25
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVP
1
Relative Value Partners
Illinois
$13.3M +$4.03M +723,748 +44%
Invesco
2
Invesco
Georgia
$4.64M -$215K -38,509 -4%
Morgan Stanley
3
Morgan Stanley
New York
$3.79M +$573K +102,821 +18%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.51M -$55.4K -9,937 -2%
First Manhattan
5
First Manhattan
New York
$2.37M +$255K +45,800 +12%
CWM
6
Concert Wealth Management
California
$1.34M -$49.2K -8,828 -4%
DHFB
7
Dixon Hubard Feinour & Brown
Virginia
$1.2M +$641K +115,100 +117%
FFA
8
First Foundation Advisors
California
$1M +$111K +19,943 +13%
U
9
UBS
Switzerland
$922K +$100K +17,953 +12%
LPL Financial
10
LPL Financial
California
$846K +$28.4K +5,104 +3%
FT
11
Fiduciary Trust
Massachusetts
$805K
Wells Fargo
12
Wells Fargo
California
$682K +$380K +68,111 +129%
CS
13
Credit Suisse
Switzerland
$653K +$37.9K +6,798 +6%
LC
14
Lourd Capital
California
$639K
Stifel Financial
15
Stifel Financial
Missouri
$630K +$3.53K +634 +0.6%
PPA
16
Parametric Portfolio Associates
Washington
$548K -$30.1K -5,404 -5%
IT
17
Independence Trust
Tennessee
$506K +$349K +62,579 +230%
BAM
18
Brave Asset Management
New Jersey
$429K
WA
19
WFG Advisors
Texas
$381K +$11.9K +2,143 +3%
FWM
20
Focused Wealth Management
New York
$320K -$1.92K -345 -0.6%
CAN
21
Cetera Advisor Networks
California
$306K +$2.45K +440 +0.8%
MAA
22
Mraz Amerine & Associates
California
$304K
UCFA
23
United Capital Financial Advisors
Texas
$275K +$44.9K +8,052 +20%
NL
24
NWAM LLC
Washington
$271K -$535 -96 -0.2%
PMG
25
ProVise Management Group
Florida
$262K +$5.57K +1,000 +2%

TSI Hedge Fund Activity: Q3 2014 in Review

64 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q3 2014, worth a combined $41.8M — up 15% from $36.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new TSI positions and 6 closed out — a net gain of 2 holders — while 25 added to existing stakes and 14 trimmed.

The largest buyer was Relative Value Partners, adding an estimated $4.03M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $992K sold.

  • 64 institutional investors held TCW Strategic Income Fund (TSI) as of Q3 2014, up from 62 in Q2 2014.
  • Funds reported $41.8M of TCW Strategic Income Fund stock for Q3 2014, up 15% quarter-over-quarter.
  • 8 funds opened new TCW Strategic Income Fund positions in Q3 2014 and 6 closed out, a net change of +2 holders.
  • The largest TCW Strategic Income Fund buyer in Q3 2014 was Relative Value Partners, an estimated $4.03M added.
  • The largest TCW Strategic Income Fund seller in Q3 2014 was Rivernorth Capital Management, an estimated $992K sold.

Based on aggregated 13F filings for Q3 2014.