TSI

TCW Strategic Income Fund
TSI

Overview Fund Activity

64 hedge funds and large institutions have $41.8M invested in TCW Strategic Income Fund in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
1.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
25
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
Relative Value Partners
Illinois
$13.3M
2
DHFB
Dixon Hubard Feinour & Brown
Virginia
$1.2M
3
Morgan Stanley
Morgan Stanley
New York
$3.79M
4
Wells Fargo
Wells Fargo
California
$682K
5
IT
Independence Trust
Tennessee
$506K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
$0
2
B
Baird
Wisconsin
$0
3
TJHA
Thomas J. Herzfeld Advisors
Florida
$260K
4
Invesco
Invesco
Georgia
$4.64M
5
LTFS
Ladenburg Thalmann Financial Services
Florida
$111K
Name Holding Trade Value Shares
Change 		Shares
Change %
RVP
1
Relative Value Partners
Illinois
$13.3M +$4.07M +723,748 +44%
Invesco
2
Invesco
Georgia
$4.64M -$217K -38,509 -4%
Morgan Stanley
3
Morgan Stanley
New York
$3.79M +$579K +102,821 +18%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.51M -$56K -9,937 -2%
First Manhattan
5
First Manhattan
New York
$2.37M +$258K +45,800 +12%
CWM
6
Concert Wealth Management
California
$1.34M -$49.7K -8,828 -4%
DHFB
7
Dixon Hubard Feinour & Brown
Virginia
$1.2M +$648K +115,100 +117%
FFA
8
First Foundation Advisors
California
$1M +$112K +19,943 +13%
U
9
UBS
Switzerland
$922K +$101K +17,953 +12%
LPL Financial
10
LPL Financial
California
$846K +$28.4K +5,104 +3%
FT
11
Fiduciary Trust
Massachusetts
$805K – – –
Wells Fargo
12
Wells Fargo
California
$682K +$384K +68,111 +129%
CS
13
Credit Suisse
Switzerland
$653K +$38.3K +6,798 +6%
LC
14
Lourd Capital
California
$639K – – –
Stifel Financial
15
Stifel Financial
Missouri
$630K +$3.57K +634 +0.6%
PPA
16
Parametric Portfolio Associates
Washington
$548K -$30.4K -5,404 -5%
IT
17
Independence Trust
Tennessee
$506K +$353K +62,579 +230%
BAM
18
Brave Asset Management
New Jersey
$429K – – –
WA
19
WFG Advisors
Texas
$381K +$12.1K +2,143 +3%
FWM
20
Focused Wealth Management
New York
$320K -$1.94K -345 -0.6%
CAN
21
Cetera Advisor Networks
California
$306K +$2.49K +440 +0.8%
MAA
22
Mraz Amerine & Associates
California
$304K – – –
UCFA
23
United Capital Financial Advisors
Texas
$275K +$45.4K +8,052 +20%
NL
24
NWAM LLC
Washington
$271K -$541 -96 -0.2%
PMG
25
ProVise Management Group
Florida
$262K +$5.63K +1,000 +2%
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