TSI

TCW Strategic Income Fund
TSI

Overview Fund Activity

62 hedge funds and large institutions have $36.3M invested in TCW Strategic Income Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
–
Holders Change %
0%
% of All Funds
1.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
19
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
Relative Value Partners
Illinois
$9.06M
2
Invesco
Invesco
Georgia
$4.76M
3
PPA
Parametric Portfolio Associates
Washington
$567K
4
DHFB
Dixon Hubard Feinour & Brown
Virginia
$545K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$2.52M

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
$0
2
RCM
Rivernorth Capital Management
Florida
$992K
3
U
UBS
Switzerland
$804K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$0
5
OC
Oppenheimer & Co
New York
$174K
Name Holding Trade Value Shares
Change 		Shares
Change %
RVP
1
Relative Value Partners
Illinois
$9.06M +$6.11M +1,106,520 +207%
Invesco
2
Invesco
Georgia
$4.76M +$527K +95,488 +12%
Morgan Stanley
3
Morgan Stanley
New York
$3.15M -$27.6K -5,002 -0.9%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.52M +$237K +43,011 +10%
First Manhattan
5
First Manhattan
New York
$2.08M – – –
CWM
6
Concert Wealth Management
California
$1.34M -$336 -62 -0%
RCM
7
Rivernorth Capital Management
Florida
$992K -$199K -35,985 -17%
FFA
8
First Foundation Advisors
California
$873K +$53.7K +9,730 +7%
LPL Financial
9
LPL Financial
California
$811K -$50.7K -9,183 -6%
U
10
UBS
Switzerland
$804K -$176K -31,891 -18%
FT
11
Fiduciary Trust
Massachusetts
$790K – – –
LC
12
Lourd Capital
California
$627K – – –
Stifel Financial
13
Stifel Financial
Missouri
$614K +$5.56K +1,008 +0.9%
CS
14
Credit Suisse
Switzerland
$603K +$114K +20,602 +23%
PPA
15
Parametric Portfolio Associates
Washington
$567K +$348K +63,092 +159%
DHFB
16
Dixon Hubard Feinour & Brown
Virginia
$545K +$279K +50,500 +105%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$491K – – –
BAM
18
Brave Asset Management
New Jersey
$421K – – –
B
19
Baird
Wisconsin
$366K -$23.3K -4,220 -6%
WA
20
WFG Advisors
Texas
$361K +$2.01K +365 +0.6%
FWM
21
Focused Wealth Management
New York
$316K +$205K +37,113 +185%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$312K +$41.7K +7,564 +15%
MAA
23
Mraz Amerine & Associates
California
$298K – – –
CAN
24
Cetera Advisor Networks
California
$295K +$1.8K +326 +0.6%
Wells Fargo
25
Wells Fargo
California
$292K -$42.2K -7,658 -13%
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