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TSI

TCW Strategic Income Fund
TSI

56 hedge funds and large institutions have $59M invested in TCW Strategic Income Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

11% more capital invested

Capital invested by funds: $53M → $59M (+$5.98M)

2.2% more ownership

Funds ownership: 21.59% → 23.79% (+2.2%)

0% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 14

5% less funds holding

Funds holding: 59 → 56 (-3)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
56
Holders Change
-3
Holders Change %
-5.08%
% of All Funds
1.56%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
3
Increased
14
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
Relative Value Partners Group
+$3.47M
2
NCM
Northside Capital Management
Oregon
+$2.73M
3
Wells Fargo
Wells Fargo
California
+$377K
4
WS
Wedbush Securities
California
+$89.9K
5
LCM
Landscape Capital Management
New Jersey
+$89.1K

Top Sellers

1
IT
Independence Trust
Tennessee
-$358K
2
NL
NWAM LLC
Washington
-$249K
3
Morgan Stanley
Morgan Stanley
New York
-$184K
4
LPL Financial
LPL Financial
California
-$156K
5
JG
Jefferies Group
New York
-$150K
Name Holding Trade Value Shares
Change 		Change in
Stake
RVPG
1
Relative Value Partners Group
$32.2M +$3.47M +666,625 +12%
NCM
2
Northside Capital Management
Oregon
$5.93M +$2.73M +523,899 +85%
Invesco
3
Invesco
Georgia
$4.37M +$4.84K +929 +0.1%
Morgan Stanley
4
Morgan Stanley
New York
$1.96M -$184K -35,368 -9%
Wells Fargo
5
Wells Fargo
California
$1.61M +$377K +72,313 +30%
DHFB
6
Dixon Hubard Feinour & Brown
Virginia
$1.29M – – –
CWM
7
Concert Wealth Management
California
$1.27M -$11.8K -2,275 -0.9%
IT
8
Independence Trust
Tennessee
$748K -$358K -68,789 -32%
FT
9
Fiduciary Trust
Massachusetts
$744K – – –
BAM
10
Brave Asset Management
New Jersey
$700K – – –
UCFA
11
United Capital Financial Advisors
Texas
$669K +$33K +6,341 +5%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$629K +$63.7K +12,230 +11%
LC
13
Lourd Capital
California
$590K – – –
CS
14
Credit Suisse
Switzerland
$574K -$31.7K -6,086 -5%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$535K -$16K -3,075 -3%
LPL Financial
16
LPL Financial
California
$496K -$156K -29,860 -24%
UBS Group
17
UBS Group
Switzerland
$458K +$66.4K +12,756 +17%
First Manhattan
18
First Manhattan
New York
$397K – – –
FFA
19
First Foundation Advisors
California
$347K +$75.1K +14,423 +28%
Stifel Financial
20
Stifel Financial
Missouri
$324K -$78K -14,975 -19%
LCM
21
Landscape Capital Management
New Jersey
$319K +$89.1K +17,107 +39%
MAA
22
Mraz Amerine & Associates
California
$280K – – –
Bank of America
23
Bank of America
North Carolina
$241K +$7.81K +1,499 +3%
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$225K – – –
PMG
25
ProVise Management Group
Florida
$220K -$8.59K -1,650 -4%
1
2 3

TSI Hedge Fund Activity: Q3 2015 in Review

56 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q3 2015, worth a combined $59M — up 11% from $53M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of TSI and 3 opened new positions — a net loss of 3 holders — while 14 trimmed existing stakes and 14 added.

The largest buyer was Relative Value Partners Group, adding an estimated $3.47M. The largest seller was Independence Trust, cutting an estimated $358K.

  • 56 institutional investors held TCW Strategic Income Fund (TSI) as of Q3 2015, down from 59 in Q2 2015.
  • Funds reported $59M of TCW Strategic Income Fund stock for Q3 2015, up 11% quarter-over-quarter.
  • 3 funds opened new TCW Strategic Income Fund positions in Q3 2015 and 6 closed out, a net change of -3 holders.
  • The largest TCW Strategic Income Fund buyer in Q3 2015 was Relative Value Partners Group, an estimated $3.47M added.
  • The largest TCW Strategic Income Fund seller in Q3 2015 was Independence Trust, an estimated $358K sold.

Based on aggregated 13F filings for Q3 2015.