TSI

TCW Strategic Income Fund
TSI

Overview Fund Activity

59 hedge funds and large institutions have $21.9M invested in TCW Strategic Income Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 5 reducing their positions, and 5 closing their positions.

Holders
59
Holders Change
+8
Holders Change %
+15.69%
% of All Funds
1.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
16
Reduced
5
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$1.92M
2
Invesco
2
Invesco
Georgia
$1.47M
3
RCM
3
Rivernorth Capital Management
Florida
$1.43M
4
BAM
4
Brave Asset Management
New Jersey
$407K
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$266K

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$490K
2
VKH
2
Virtu KCG Holdings
New York
$0
3
AAM
3
Advisors Asset Management
Colorado
$0
4
Ameriprise
4
Ameriprise
Minnesota
$0
5
GC
5
Guggenheim Capital
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$3.11M 582,241 +4,158 +0.7%
First Manhattan
2
First Manhattan
New York
$2.01M 375,939 – –
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.92M 359,521 +245,272 +215%
Invesco
4
Invesco
Georgia
$1.47M 275,461 +98,194 +55%
RCM
5
Rivernorth Capital Management
Florida
$1.43M 267,337 +93,193 +54%
Wells Fargo
6
Wells Fargo
California
$1.38M 259,125 +31 +0%
CWM
7
Concert Wealth Management
California
$1.31M 246,337 +6,053 +3%
U
8
UBS
Switzerland
$897K 167,899 +20,360 +14%
LPL Financial
9
LPL Financial
California
$883K 165,421 -5,244 -3%
FFA
10
First Foundation Advisors
California
$796K 149,020 +14,169 +11%
FT
11
Fiduciary Trust
Massachusetts
$764K 143,068 – –
LC
12
Lourd Capital
California
$606K 113,500 – –
CS
13
Credit Suisse
Switzerland
$490K 91,706 -141,909 -61%
BAM
14
Brave Asset Management
New Jersey
$407K 76,222 +76,222 New
WA
15
WFG Advisors
Texas
$345K 64,609 +4,238 +7%
FWM
16
Focused Wealth Management
New York
$320K 59,979 -10,349 -15%
MAA
17
Mraz Amerine & Associates
California
$307K 57,418 – –
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$277K 51,928 +2,146 +4%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$266K 49,730 +49,730 New
OC
20
Oppenheimer & Co
New York
$248K 46,500 +5,500 +13%
CAN
21
Cetera Advisor Networks
California
$204K 38,318 +6,889 +22%
UCFA
22
United Capital Financial Advisors
Texas
$191K 35,858 – –
MWM
23
Merriman Wealth Management
Washington
$191K 35,770 +35,770 New
DWT
24
Dorsey & Whitney Trust
South Dakota
$182K 34,078 – –
NSIM
25
North Star Investment Management
Illinois
$157K 29,312 – –
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