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TSI

TCW Strategic Income Fund
TSI

59 hedge funds and large institutions have $21.9M invested in TCW Strategic Income Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 5

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

16% more funds holding

Funds holding: 51 → 59 (+8)

6% more capital invested

Capital invested by funds: $20.6M → $21.9M (+$1.23M)

0.55% more ownership

Funds ownership: 8.03% → 8.59% (+0.55%)

Holders
59
Holders Change
+8
Holders Change %
+15.69%
% of All Funds
1.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
16
Reduced
5
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.33M
2
Invesco
Invesco
Georgia
+$532K
3
RCM
Rivernorth Capital Management
Florida
+$505K
4
TJHA
Thomas J. Herzfeld Advisors
Florida
+$269K
5
MWM
Merriman Wealth Management
Washington
+$194K

Top Sellers

1
CS
Credit Suisse
Switzerland
-$768K
2
VKH
Virtu KCG Holdings
New York
-$373K
3
AAM
Advisors Asset Management
Colorado
-$323K
4
Ameriprise
Ameriprise
Minnesota
-$133K
5
GC
Guggenheim Capital
Illinois
-$61K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.11M +$22.5K +4,158 +0.7%
First Manhattan
2
First Manhattan
New York
$2.01M – – –
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.92M +$1.33M +245,272 +215%
Invesco
4
Invesco
Georgia
$1.47M +$532K +98,194 +55%
RCM
5
Rivernorth Capital Management
Florida
$1.43M +$505K +93,193 +54%
Wells Fargo
6
Wells Fargo
California
$1.38M +$168 +31 +0%
CWM
7
Concert Wealth Management
California
$1.31M +$32.8K +6,053 +3%
U
8
UBS
Switzerland
$897K +$110K +20,360 +14%
LPL Financial
9
LPL Financial
California
$883K -$28.4K -5,244 -3%
FFA
10
First Foundation Advisors
California
$796K +$76.7K +14,169 +11%
FT
11
Fiduciary Trust
Massachusetts
$764K – – –
LC
12
Lourd Capital
California
$606K – – –
CS
13
Credit Suisse
Switzerland
$490K -$768K -141,909 -61%
BAM
14
Brave Asset Management
New Jersey
$407K +$413K +76,222 New
WA
15
WFG Advisors
Texas
$345K +$22.9K +4,238 +7%
FWM
16
Focused Wealth Management
New York
$320K -$56K -10,349 -15%
MAA
17
Mraz Amerine & Associates
California
$307K – – –
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$277K +$11.6K +2,146 +4%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$266K +$269K +49,730 New
OC
20
Oppenheimer & Co
New York
$248K +$29.8K +5,500 +13%
CAN
21
Cetera Advisor Networks
California
$204K +$37.3K +6,889 +22%
UCFA
22
United Capital Financial Advisors
Texas
$191K – – –
MWM
23
Merriman Wealth Management
Washington
$191K +$194K +35,770 New
DWT
24
Dorsey & Whitney Trust
South Dakota
$182K – – –
NSIM
25
North Star Investment Management
Illinois
$157K – – –
1
2 3

TSI Hedge Fund Activity: Q4 2013 in Review

59 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q4 2013, worth a combined $21.9M — up 6% from $20.6M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new TSI positions and 5 closed out — a net gain of 9 holders — while 16 added to existing stakes and 5 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $1.33M. The largest seller was Credit Suisse, cutting an estimated $768K.

  • 59 institutional investors held TCW Strategic Income Fund (TSI) as of Q4 2013, up from 51 in Q3 2013.
  • Funds reported $21.9M of TCW Strategic Income Fund stock for Q4 2013, up 6% quarter-over-quarter.
  • 14 funds opened new TCW Strategic Income Fund positions in Q4 2013 and 5 closed out, a net change of +9 holders.
  • The largest TCW Strategic Income Fund buyer in Q4 2013 was Commonwealth Equity Services, an estimated $1.33M added.
  • The largest TCW Strategic Income Fund seller in Q4 2013 was Credit Suisse, an estimated $768K sold.

Based on aggregated 13F filings for Q4 2013.