Guggenheim Capital’s TCW Strategic Income Fund TSI Stock Holding History

Guggenheim Capital’s Portfolio TSI Stock Details TSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-68,070	Closed	-$381K	–	2374
2018 Q3	$381K	Sell	68,070 -1,691	-2%	-$9.38K	﹤0.01%	2107
2018 Q2	$383K	Sell	69,761 -1,294	-2%	-$7.05K	﹤0.01%	2090
2018 Q1	$396K	Sell	71,055 -5,947	-8%	-$32.8K	﹤0.01%	2450
2017 Q4	$452K	Sell	77,002 -4,571	-6%	-$25.8K	﹤0.01%	2391
2017 Q3	$473K	Sell	81,573 -5,020	-6%	-$28.5K	﹤0.01%	2404
2017 Q2	$488K	Buy	86,593 +39,377	+83%	+$217K	﹤0.01%	2412
2017 Q1	$255K	Buy	47,216 +33,512	+245%	+$182K	﹤0.01%	2578
2016 Q4	$73K	Buy	+13,704	New	+$72.3K	﹤0.01%	2787
2013 Q4	–	Sell	-11,394	Closed	-$61K	–	3258
2013 Q3	$61K	Sell	11,394 -638	-5%	-$3.43K	﹤0.01%	2916
2013 Q2	$67K	Buy	+12,032	New	+$69.8K	﹤0.01%	2875

Other funds holding TSI

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

NCM

Northside Capital Management Hood River, Oregon $1.22B AUM 20.77% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

WMG

WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital's TSI Position: Q4 2018 in Review

Guggenheim Capital sold out of TCW Strategic Income Fund (TSI) in Q4 2018, closing a stake of 68,070 shares — an estimated $381K sold.

Guggenheim Capital first reported a position in TSI in Q2 2013 and held it in 10 quarters. The position peaked at $488K in Q2 2017. 66 funds tracked by Wall St. Rank hold TSI as of Q4 2018.

Guggenheim Capital reported no remaining TCW Strategic Income Fund position as of Q4 2018 after selling out during the quarter.
Guggenheim Capital sold 68,070 TCW Strategic Income Fund shares in Q4 2018, an estimated $381K.
Guggenheim Capital first reported a position in TCW Strategic Income Fund in Q2 2013 and held it in 10 quarters.
Guggenheim Capital's TCW Strategic Income Fund position peaked at $488K in Q2 2017.
66 funds tracked by Wall St. Rank held TCW Strategic Income Fund as of Q4 2018.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.