LTFS
TSI

Ladenburg Thalmann Financial Services’s TCW Strategic Income Fund TSI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio TSI Stock Details TSI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$23K Buy
3,981
+2,000
+101% +$11.6K ﹤0.01% 4077
2019
Q3 		$11K Hold
1,981
– – ﹤0.01% 4364
2019
Q2 		$11K Sell
1,981
-4,051
-67% -$22.6K ﹤0.01% 4401
2019
Q1 		$33K Hold
6,032
– – ﹤0.01% 3692
2018
Q4 		$32K Sell
6,032
-32,727
-84% -$177K ﹤0.01% 3574
2018
Q3 		$217K Buy
38,759
+15,378
+66% +$85.3K ﹤0.01% 2253
2018
Q2 		$131K Hold
23,381
– – ﹤0.01% 2570
2018
Q1 		$131K Hold
23,381
– – ﹤0.01% 2570
2017
Q4 		$137K Hold
23,381
– – ﹤0.01% 2501
2017
Q3 		$136K Hold
23,381
– – ﹤0.01% 2401
2017
Q2 		$132K Sell
23,381
-1,834
-7% -$10.1K ﹤0.01% 2335
2017
Q1 		$136K Sell
25,215
-1,957
-7% -$10.6K ﹤0.01% 2196
2016
Q4 		$145K Sell
27,172
-997
-4% -$5.26K ﹤0.01% 2041
2016
Q3 		$150K Sell
28,169
-2,361
-8% -$12.7K ﹤0.01% 1956
2016
Q2 		$166K Buy
30,530
+20,337
+200% +$108K ﹤0.01% 1802
2016
Q1 		$54K Sell
10,193
-3,402
-25% -$17.7K ﹤0.01% 2544
2015
Q4 		$72K Buy
13,595
+35
+0.3% +$185 ﹤0.01% 2306
2015
Q3 		$71K Buy
13,560
+39
+0.3% +$203 ﹤0.01% 2237
2015
Q2 		$70K Sell
13,521
-680
-5% -$3.66K ﹤0.01% 2353
2015
Q1 		$77K Sell
14,201
-5,548
-28% -$30K ﹤0.01% 2257
2014
Q4 		$106K Buy
19,749
+105
+0.5% +$577 ﹤0.01% 1853
2014
Q3 		$111K Sell
19,644
-36,952
-65% -$206K ﹤0.01% 1546
2014
Q2 		$312K Buy
56,596
+7,564
+15% +$41.6K 0.01% 983
2014
Q1 		$268K Sell
49,032
-2,896
-6% -$15.6K 0.01% 983
2013
Q4 		$277K Buy
51,928
+2,146
+4% +$11.6K 0.01% 915
2013
Q3 		$268K Sell
49,782
-70
-0.1% -$376 0.01% 888
2013
Q2 		$276K Buy
+49,852
New +$289K 0.01% 849

Other funds holding TSI

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
NCM
Northside Capital Management Hood River, Oregon $1.22B AUM 20.77% 1-Year Est. Return
FFA
First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Ladenburg Thalmann Financial Services's TSI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its TCW Strategic Income Fund (TSI) stake by 101% in Q4 2019, buying an estimated $11.6K and bringing the position to 3,981 shares worth $23K. The position accounts for ﹤0.01% of the portfolio, ranked #4077.

Ladenburg Thalmann Financial Services first reported a position in TSI in Q2 2013 and has held it in 27 quarters since. The position peaked at $312K in Q2 2014. 63 funds tracked by Wall St. Rank hold TSI as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 3,981 shares of TCW Strategic Income Fund worth $23K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 2,000 TCW Strategic Income Fund shares in Q4 2019, an estimated $11.6K.
  • TCW Strategic Income Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4077 holding.
  • Ladenburg Thalmann Financial Services first reported a position in TCW Strategic Income Fund in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's TCW Strategic Income Fund position peaked at $312K in Q2 2014.
  • 63 funds tracked by Wall St. Rank held TCW Strategic Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.