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TSI

TCW Strategic Income Fund
TSI

62 hedge funds and large institutions have $28.3M invested in TCW Strategic Income Fund in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

29% more capital invested

Capital invested by funds: $21.9M → $28.3M (+$6.44M)

5% more funds holding

Funds holding: 59 → 62 (+3)

2.29% more ownership

Funds ownership: 8.59% → 10.88% (+2.3%)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
Relative Value Partners
Illinois
+$2.89M
2
Invesco
Invesco
Georgia
+$2.65M
3
B
Baird
Wisconsin
+$381K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$291K
5
DHFB
Dixon Hubard Feinour & Brown
Virginia
+$260K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$1.07M
2
RCM
Rivernorth Capital Management
Florida
-$279K
3
FWM
Focused Wealth Management
New York
-$216K
4
MWM
Merriman Wealth Management
Washington
-$191K
5
UCFA
United Capital Financial Advisors
Texas
-$129K
Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
1
Invesco
Georgia
$4.19M +$2.65M +491,344 +178%
Morgan Stanley
2
Morgan Stanley
New York
$3.15M -$33.3K -6,169 -1%
RVP
3
Relative Value Partners
Illinois
$2.92M +$2.89M +534,526 New
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.26M +$291K +53,902 +15%
First Manhattan
5
First Manhattan
New York
$2.05M – – –
CWM
6
Concert Wealth Management
California
$1.34M +$297 +55 +0%
RCM
7
Rivernorth Capital Management
Florida
$1.18M -$279K -51,600 -19%
U
8
UBS
Switzerland
$970K +$52.8K +9,771 +6%
LPL Financial
9
LPL Financial
California
$852K -$50.7K -9,379 -6%
FFA
10
First Foundation Advisors
California
$811K -$2.9K -536 -0.4%
FT
11
Fiduciary Trust
Massachusetts
$781K – – –
LC
12
Lourd Capital
California
$620K – – –
Stifel Financial
13
Stifel Financial
Missouri
$602K +$596K +110,275 New
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$485K +$212K +39,161 +79%
CS
15
Credit Suisse
Switzerland
$484K -$16.8K -3,102 -3%
BAM
16
Brave Asset Management
New Jersey
$416K – – –
B
17
Baird
Wisconsin
$385K +$381K +70,446 New
WA
18
WFG Advisors
Texas
$355K +$2.67K +494 +0.8%
Wells Fargo
19
Wells Fargo
California
$331K -$1.07M -198,494 -77%
MAA
20
Mraz Amerine & Associates
California
$294K -$18.9K -3,500 -6%
CAN
21
Cetera Advisor Networks
California
$290K +$80.8K +14,946 +39%
OC
22
Oppenheimer & Co
New York
$270K +$16.2K +3,000 +6%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$268K -$15.6K -2,896 -6%
DHFB
24
Dixon Hubard Feinour & Brown
Virginia
$263K +$260K +48,200 New
SIA
25
Sit Investment Associates
Minnesota
$241K +$239K +44,200 New
1
2 3

TSI Hedge Fund Activity: Q1 2014 in Review

62 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q1 2014, worth a combined $28.3M — up 29% from $21.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new TSI positions and 6 closed out — a net gain of 3 holders — while 13 added to existing stakes and 15 trimmed.

The largest buyer was Relative Value Partners, opening a new position worth an estimated $2.89M. The largest seller was Wells Fargo, cutting an estimated $1.07M.

  • 62 institutional investors held TCW Strategic Income Fund (TSI) as of Q1 2014, up from 59 in Q4 2013.
  • Funds reported $28.3M of TCW Strategic Income Fund stock for Q1 2014, up 29% quarter-over-quarter.
  • 9 funds opened new TCW Strategic Income Fund positions in Q1 2014 and 6 closed out, a net change of +3 holders.
  • The largest TCW Strategic Income Fund buyer in Q1 2014 was Relative Value Partners, an estimated $2.89M added.
  • The largest TCW Strategic Income Fund seller in Q1 2014 was Wells Fargo, an estimated $1.07M sold.

Based on aggregated 13F filings for Q1 2014.