TSI

TCW Strategic Income Fund
TSI

Overview Fund Activity

62 hedge funds and large institutions have $28.3M invested in TCW Strategic Income Fund in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 6 closing their positions.

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
1
Relative Value Partners
Illinois
$2.92M
2
Invesco
2
Invesco
Georgia
$4.19M
3
Stifel Financial
3
Stifel Financial
Missouri
$602K
4
B
4
Baird
Wisconsin
$385K
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.26M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$331K
2
RCM
2
Rivernorth Capital Management
Florida
$1.18M
3
FWM
3
Focused Wealth Management
New York
$109K
4
MWM
4
Merriman Wealth Management
Washington
$0
5
UCFA
5
United Capital Financial Advisors
Texas
$66K
Name Market Value Shares Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$4.19M 766,805 +491,344 +178%
Morgan Stanley
2
Morgan Stanley
New York
$3.15M 576,072 -6,169 -1%
RVP
3
Relative Value Partners
Illinois
$2.92M 534,526 +534,526 New
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.26M 413,423 +53,902 +15%
First Manhattan
5
First Manhattan
New York
$2.05M 375,939 – –
CWM
6
Concert Wealth Management
California
$1.34M 246,392 +55 +0%
RCM
7
Rivernorth Capital Management
Florida
$1.18M 215,737 -51,600 -19%
U
8
UBS
Switzerland
$970K 177,670 +9,771 +6%
LPL Financial
9
LPL Financial
California
$852K 156,042 -9,379 -6%
FFA
10
First Foundation Advisors
California
$811K 148,484 -536 -0.4%
FT
11
Fiduciary Trust
Massachusetts
$781K 143,068 – –
LC
12
Lourd Capital
California
$620K 113,500 – –
Stifel Financial
13
Stifel Financial
Missouri
$602K 110,275 +110,275 New
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$485K 88,891 +39,161 +79%
CS
15
Credit Suisse
Switzerland
$484K 88,604 -3,102 -3%
BAM
16
Brave Asset Management
New Jersey
$416K 76,222 – –
B
17
Baird
Wisconsin
$385K 70,446 +70,446 New
WA
18
WFG Advisors
Texas
$355K 65,103 +494 +0.8%
Wells Fargo
19
Wells Fargo
California
$331K 60,631 -198,494 -77%
MAA
20
Mraz Amerine & Associates
California
$294K 53,918 -3,500 -6%
CAN
21
Cetera Advisor Networks
California
$290K 53,264 +14,946 +39%
OC
22
Oppenheimer & Co
New York
$270K 49,500 +3,000 +6%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$268K 49,032 -2,896 -6%
DHFB
24
Dixon Hubard Feinour & Brown
Virginia
$263K 48,200 +48,200 New
SIA
25
Sit Investment Associates
Minnesota
$241K 44,200 +44,200 New
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