Baird’s TCW Strategic Income Fund TSI Stock Holding History

Baird’s Portfolio TSI Stock Details TSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-66,226	Closed	-$366K	–	1181
2014 Q2	$366K	Sell	66,226 -4,220	-6%	-$23.2K	0.01%	932
2014 Q1	$385K	Buy	+70,446	New	+$381K	0.01%	934

Other funds holding TSI

RVP

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

CWM

Concert Wealth Management San Jose, California $24.7M AUM 14.91% 1-Year Est. Return

DHFB

Dixon Hubard Feinour & Brown Roanoke, Virginia $842M AUM 2.74% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Baird's TSI Position: Q3 2014 in Review

Baird sold out of TCW Strategic Income Fund (TSI) in Q3 2014, closing a stake of 66,226 shares — an estimated $366K sold.

Baird first reported a position in TSI in Q1 2014 and held it in 2 quarters. The position peaked at $385K in Q1 2014. 64 funds tracked by Wall St. Rank hold TSI as of Q3 2014.

Baird reported no remaining TCW Strategic Income Fund position as of Q3 2014 after selling out during the quarter.
Baird sold 66,226 TCW Strategic Income Fund shares in Q3 2014, an estimated $366K.
Baird first reported a position in TCW Strategic Income Fund in Q1 2014 and held it in 2 quarters.
Baird's TCW Strategic Income Fund position peaked at $385K in Q1 2014.
64 funds tracked by Wall St. Rank held TCW Strategic Income Fund as of Q3 2014.

Based on Baird's 13F filing for Q3 2014, filed 12 Nov 2014.