Rivernorth Capital Management’s TCW Strategic Income Fund TSI Stock Holding History

Rivernorth Capital Management’s Portfolio TSI Stock Details TSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-39,311	Closed	-$205K	–	167
2016 Q1	$205K	Buy	+39,311	New	+$204K	0.01%	171
2014 Q3	–	Sell	-179,752	Closed	-$992K	–	188
2014 Q2	$992K	Sell	179,752 -35,985	-17%	-$198K	0.08%	143
2014 Q1	$1.18M	Sell	215,737 -51,600	-19%	-$279K	0.1%	151
2013 Q4	$1.43M	Buy	267,337 +93,193	+54%	+$505K	0.11%	154
2013 Q3	$939K	Hold	174,144	–	–	0.1%	130
2013 Q2	$965K	Buy	+174,144	New	+$1.01M	0.11%	123

Other funds holding TSI

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

NCM

Northside Capital Management Hood River, Oregon $1.22B AUM 20.77% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

WMG

WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Kovitz Investment Group Partners Chicago, Illinois $4.31B AUM 20.41% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CWM

Concert Wealth Management San Jose, California $24.7M AUM 14.91% 1-Year Est. Return

MWM

Merriman Wealth Management Seattle, Washington $2.4B AUM 13.66% 1-Year Est. Return

BAM

Brave Asset Management Summit, New Jersey $467M AUM 33.05% 1-Year Est. Return

Rivernorth Capital Management's TSI Position: Q2 2016 in Review

Rivernorth Capital Management sold out of TCW Strategic Income Fund (TSI) in Q2 2016, closing a stake of 39,311 shares — an estimated $205K sold.

Rivernorth Capital Management first reported a position in TSI in Q2 2013 and held it in 6 quarters. The position peaked at $1.43M in Q4 2013. 62 funds tracked by Wall St. Rank hold TSI as of Q2 2016.

Rivernorth Capital Management reported no remaining TCW Strategic Income Fund position as of Q2 2016 after selling out during the quarter.
Rivernorth Capital Management sold 39,311 TCW Strategic Income Fund shares in Q2 2016, an estimated $205K.
Rivernorth Capital Management first reported a position in TCW Strategic Income Fund in Q2 2013 and held it in 6 quarters.
Rivernorth Capital Management's TCW Strategic Income Fund position peaked at $1.43M in Q4 2013.
62 funds tracked by Wall St. Rank held TCW Strategic Income Fund as of Q2 2016.

Based on Rivernorth Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.