Stifel Nicolaus & Co’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Stifel Nicolaus & Co’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	$1.25M	Sell	8,275 -613	-7%	-$93.6K	0.02%	583
2013 Q2	$1.32M	Buy	+8,888	New	+$1.33M	0.02%	539

Other funds holding DIA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

NMIFOAC

National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Appaloosa Management Miami Beach, Florida $5.01B AUM 0.22% 1-Year Est. Return

Norinchukin Bank Tokyo, Japan $8.57B AUM 20.17% 1-Year Est. Return

MSU

Mizuho Securities USA New York $6.2B AUM 35.46% 1-Year Est. Return

Stifel Nicolaus & Co's DIA Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) stake by 6.9% in Q3 2013, selling an estimated $93.6K and leaving 8,275 shares worth $1.25M. The position accounts for 0.02% of the portfolio, ranked #583.

Stifel Nicolaus & Co first reported a position in DIA in Q2 2013 and has held it in 2 quarters since. The position peaked at $1.32M in Q2 2013. 267 funds tracked by Wall St. Rank hold DIA as of Q3 2013.

Stifel Nicolaus & Co held 8,275 shares of State Street SPDR Dow Jones Industrial Average ETF Trust worth $1.25M as of Q3 2013.
Stifel Nicolaus & Co sold 613 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q3 2013, an estimated $93.6K.
State Street SPDR Dow Jones Industrial Average ETF Trust made up 0.02% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #583 holding.
Stifel Nicolaus & Co first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2013 and has held it in 2 quarters since.
Stifel Nicolaus & Co's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $1.32M in Q2 2013.
267 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.