Appaloosa Management’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Appaloosa Management’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-1,000,000	Closed	-$151M	–	73
2013 Q3	$151M	Hold	1,000,000	–	–	2.4%	13
2013 Q2	$149M	Buy	+1,000,000	New	+$149M	2.15%	13

Other funds holding DIA

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $5B AUM 26.58% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

NMIFOAC

National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $15.3B AUM 24.71% 1-Year Est. Return

Norinchukin Bank Tokyo, Japan $10.3B AUM 30.79% 1-Year Est. Return

Appaloosa Management's DIA Position: Q4 2013 in Review

Appaloosa Management sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q4 2013, closing a stake of 1,000,000 shares — an estimated $151M sold.

Appaloosa Management first reported a position in DIA in Q2 2013 and held it in 2 quarters. The position peaked at $151M in Q3 2013. 314 funds tracked by Wall St. Rank hold DIA as of Q4 2013.

Appaloosa Management reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q4 2013 after selling out during the quarter.
Appaloosa Management sold 1,000,000 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q4 2013, an estimated $151M.
Appaloosa Management first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2013 and held it in 2 quarters.
Appaloosa Management's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $151M in Q3 2013.
314 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q4 2013.

Based on Appaloosa Management's 13F filing for Q4 2013, filed 14 Feb 2014.