SNC
CEM

Stifel Nicolaus & Co’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Stifel Nicolaus & Co’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$1.21M Buy
9,110
+247
+3% +$33.7K 0.02% 597
2013
Q2 		$1.25M Buy
+8,863
New +$1.21M 0.02% 549

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
GKIM
GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Stifel Nicolaus & Co's CEM Position: Q3 2013 in Review

Stifel Nicolaus & Co increased its ClearBridge MLP and Midstream Fund Inc. (CEM) stake by 2.8% in Q3 2013, buying an estimated $33.7K and bringing the position to 9,110 shares worth $1.21M. The position accounts for 0.02% of the portfolio, ranked #597.

Stifel Nicolaus & Co first reported a position in CEM in Q2 2013 and has held it in 2 quarters since. The position peaked at $1.25M in Q2 2013. 64 funds tracked by Wall St. Rank hold CEM as of Q3 2013.

  • Stifel Nicolaus & Co held 9,110 shares of ClearBridge MLP and Midstream Fund Inc. worth $1.21M as of Q3 2013.
  • Stifel Nicolaus & Co bought 247 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2013, an estimated $33.7K.
  • ClearBridge MLP and Midstream Fund Inc. made up 0.02% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #597 holding.
  • Stifel Nicolaus & Co first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's ClearBridge MLP and Midstream Fund Inc. position peaked at $1.25M in Q2 2013.
  • 64 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.