Stifel Nicolaus & Co’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

Stifel Nicolaus & Co’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	$1.61M	Buy	+32,644	New	+$1.62M	0.03%	515

Other funds holding FTSL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

SFG

SNS Financial Group Minneapolis, Minnesota $1.16B AUM 13.88% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

KFC

Klingenstein Fields & Co New York $2.54B AUM 22.19% 1-Year Est. Return

Stifel Nicolaus & Co's FTSL Position: Q3 2013 in Review

Stifel Nicolaus & Co opened a new position in First Trust Senior Loan Fund ETF (FTSL) in Q3 2013: 32,644 shares worth $1.61M. The stake represents 0.03% of the portfolio and ranks #515 among its holdings.

20 funds tracked by Wall St. Rank hold FTSL as of Q3 2013.

Stifel Nicolaus & Co held 32,644 shares of First Trust Senior Loan Fund ETF worth $1.61M as of Q3 2013.
First Trust Senior Loan Fund ETF was a new Stifel Nicolaus & Co position in Q3 2013.
First Trust Senior Loan Fund ETF made up 0.03% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #515 holding.
20 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.