SNS Financial Group’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

SNS Financial Group’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-32,682	Closed	-$1.58M	–	118
2014 Q4	$1.58M	Sell	32,682 -5,755	-15%	-$281K	0.63%	35
2014 Q3	$1.88M	Buy	38,437 +4,034	+12%	+$200K	0.61%	33
2014 Q2	$1.71M	Buy	34,403 +5,092	+17%	+$253K	0.69%	32
2014 Q1	$1.46M	Buy	29,311 +78	+0.3%	+$3.88K	0.65%	32
2013 Q4	$1.45M	Buy	29,233 +5,634	+24%	+$279K	0.67%	34
2013 Q3	$1.16M	Buy	+23,599	New	+$1.17M	0.74%	29

Other funds holding FTSL

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

JIP

Jaffetilchin Investment Partners Tampa, Florida $1.68B AUM 22.81% 1-Year Est. Return

SCA

Strategic Capital Alternatives Gig Harbor, United States $6.3M AUM

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

SNS Financial Group's FTSL Position: Q1 2015 in Review

SNS Financial Group sold out of First Trust Senior Loan Fund ETF (FTSL) in Q1 2015, closing a stake of 32,682 shares — an estimated $1.58M sold.

SNS Financial Group first reported a position in FTSL in Q3 2013 and held it in 6 quarters. The position peaked at $1.88M in Q3 2014. 55 funds tracked by Wall St. Rank hold FTSL as of Q1 2015.

SNS Financial Group reported no remaining First Trust Senior Loan Fund ETF position as of Q1 2015 after selling out during the quarter.
SNS Financial Group sold 32,682 First Trust Senior Loan Fund ETF shares in Q1 2015, an estimated $1.58M.
SNS Financial Group first reported a position in First Trust Senior Loan Fund ETF in Q3 2013 and held it in 6 quarters.
SNS Financial Group's First Trust Senior Loan Fund ETF position peaked at $1.88M in Q3 2014.
55 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q1 2015.

Based on SNS Financial Group's 13F filing for Q1 2015, filed 12 May 2015.