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First Trust Senior Loan Fund ETF

47 hedge funds and large institutions have $97.9M invested in First Trust Senior Loan Fund ETF in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

19% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 16

5% more capital invested

Capital invested by funds: $93.3M → $97.9M (+$4.52M)

0% more funds holding

Funds holding: 4747 (0)

Holders
47
Holders Change
Holders Change %
0%
% of All Funds
1.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
19
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.3M -$2.34M -47,948 -9%
First Trust Advisors
2
First Trust Advisors
Illinois
$8.46M +$5.18M +106,156 +156%
UBS Group
3
UBS Group
Switzerland
$6.26M +$6.31M +129,177 New
Stifel Financial
4
Stifel Financial
Missouri
$5.76M +$244K +5,000 +4%
BFA
5
Beaumont Financial Advisors
Massachusetts
$5.25M -$4.15M -85,061 -44%
LPL Financial
6
LPL Financial
California
$5.11M +$865K +17,721 +20%
Jane Street
7
Jane Street
New York
$4.81M +$4.42M +90,566 +1,046%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.24M +$949K +19,433 +29%
JG
9
Jefferies Group
New York
$3.92M +$3.94M +80,755 New
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$3.87M -$429K -8,790 -10%
AA
11
Alesco Advisors
New York
$3.86M +$47.2K +967 +1%
SCA
12
Strategic Capital Alternatives
United States
$3.39M -$225K -4,600 -6%
VKH
13
Virtu KCG Holdings
New York
$3.29M +$2.83M +57,908 +577%
ACM
14
Argentus Capital Management
Texas
$2.97M +$997K +20,409 +50%
Bank of America
15
Bank of America
North Carolina
$2.34M -$5.59M -114,427 -70%
WEC
16
Winslow Evans & Crocker
Massachusetts
$1.65M -$15K -308 -0.9%
SFG
17
SNS Financial Group
Minnesota
$1.58M -$281K -5,755 -15%
FIM
18
Freedom Investment Management
Connecticut
$1.45M +$1.46M +29,843 New
VFS
19
VSR Financial Services
Kansas
$1.04M +$61.6K +1,261 +6%
IH
20
IFC Holdings
Florida
$834K -$617K -12,629 -42%
PI
21
Placemark Investments
Illinois
$745K +$37.5K +768 +5%
OC
22
Oppenheimer & Co
New York
$719K -$7.23K -148 -1%
FAAS
23
First Allied Advisory Services
California
$717K -$525K -10,743 -42%
KFC
24
Klingenstein Fields & Co
New York
$513K -$68.1K -1,394 -12%
HFS
25
HL Financial Services
Kentucky
$429K +$107K +2,200 +33%

FTSL Hedge Fund Activity: Q4 2014 in Review

47 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q4 2014, worth a combined $97.9M — up 4.8% from $93.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FTSL positions and 6 closed out — a net gain of 2 holders — while 19 added to existing stakes and 16 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $5.18M. The largest seller was Bank of America, cutting an estimated $5.59M.

  • 47 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $97.9M of First Trust Senior Loan Fund ETF stock for Q4 2014, up 4.8% quarter-over-quarter.
  • 8 funds opened new First Trust Senior Loan Fund ETF positions in Q4 2014 and 6 closed out, a net change of +2 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q4 2014 was First Trust Advisors, an estimated $5.18M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q4 2014 was Bank of America, an estimated $5.59M sold.

Based on aggregated 13F filings for Q4 2014.