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First Trust Senior Loan Fund ETF

31 hedge funds and large institutions have $76.5M invested in First Trust Senior Loan Fund ETF in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

533% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 3

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

39% more capital invested

Capital invested by funds: $55.2M → $76.5M (+$21.3M)

15% more funds holding

Funds holding: 2731 (+4)

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
19
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.9M +$2.89M +58,127 +11%
BFA
2
Beaumont Financial Advisors
Massachusetts
$7.6M -$324K -6,523 -4%
U
3
UBS
Switzerland
$4.89M +$2.26M +45,414 +86%
Stifel Financial
4
Stifel Financial
Missouri
$4.72M +$4.72M +94,971 New
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$4.08M +$405K +8,137 +11%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.01M +$1.87M +37,497 +87%
BTS
7
BB&T Securities
Virginia
$3.48M +$348K +7,000 New
VFS
8
VSR Financial Services
Kansas
$3.39M +$2.78M +55,898 +455%
LPL Financial
9
LPL Financial
California
$2.73M +$546K +10,984 +25%
Bank of America
10
Bank of America
North Carolina
$2.28M +$1.02M +20,486 +81%
IH
11
IFC Holdings
Florida
$2.27M +$747K +15,020 +49%
Jane Street
12
Jane Street
New York
$1.56M -$163K -3,269 -9%
SFG
13
SNS Financial Group
Minnesota
$1.46M +$3.88K +78 +0.3%
VKH
14
Virtu KCG Holdings
New York
$1.17M +$763K +15,336 +189%
WEC
15
Winslow Evans & Crocker
Massachusetts
$782K +$1.49K +30 +0.2%
OC
16
Oppenheimer & Co
New York
$747K +$17.4K +349 +2%
KFC
17
Klingenstein Fields & Co
New York
$705K +$72.1K +1,450 +11%
PTC
18
Private Trust Company
Ohio
$307K +$199K +4,000 +184%
HFS
19
HL Financial Services
Kentucky
$253K +$49.7K +1,000 +24%
I
20
IberiaBank
Louisiana
$233K
T
21
Thomaspartners
Massachusetts
$216K +$216K +4,340 New
RCAG
22
Rehmann Capital Advisory Group
Michigan
$208K
MFS
23
MSI Financial Services
Massachusetts
$159K +$36.8K +740 +30%
AIG
24
American International Group
New York
$147K +$5.02K +101 +4%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$96K +$4.78K +96 +5%

FTSL Hedge Fund Activity: Q1 2014 in Review

31 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q1 2014, worth a combined $76.5M — up 39% from $55.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FTSL positions and 2 closed out — a net gain of 4 holders — while 19 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.89M. The largest seller was Prospera Financial Services, exiting entirely with an estimated $430K sold.

  • 31 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q1 2014, up from 27 in Q4 2013.
  • Funds reported $76.5M of First Trust Senior Loan Fund ETF stock for Q1 2014, up 39% quarter-over-quarter.
  • 6 funds opened new First Trust Senior Loan Fund ETF positions in Q1 2014 and 2 closed out, a net change of +4 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q1 2014 was Morgan Stanley, an estimated $2.89M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q1 2014 was Prospera Financial Services, an estimated $430K sold.

Based on aggregated 13F filings for Q1 2014.