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First Trust Senior Loan Fund ETF
FTSL

Overview Fund Activity

27 hedge funds and large institutions have $55.2M invested in First Trust Senior Loan Fund ETF in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 2 closing their positions.

Holders
27
Holders Change
+7
Holders Change %
+35%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
11
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$26M
2
U
2
UBS
Switzerland
$2.63M
3
Jane Street
3
Jane Street
New York
$1.72M
4
Bank of America
4
Bank of America
North Carolina
$1.26M
5
WEC
5
Winslow Evans & Crocker
Massachusetts
$779K

Top Sellers

1
Citigroup
1
Citigroup
New York
$8K
2
BFA
2
Beaumont Financial Advisors
Massachusetts
$7.92M
3
RIA
3
Regal Investment Advisors
Michigan
$0
4
VKH
4
Virtu KCG Holdings
New York
$403K
5
Deutsche Bank
5
Deutsche Bank
Germany
$24K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$26M 523,909 +284,191 +119%
BFA
2
Beaumont Financial Advisors
Massachusetts
$7.92M 159,570 -2,762 -2%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$3.67M 74,012 +2,147 +3%
U
4
UBS
Switzerland
$2.63M 52,957 +52,957 New
LPL Financial
5
LPL Financial
California
$2.18M 43,895 +5,810 +15%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.15M 43,276 +11,766 +37%
Jane Street
7
Jane Street
New York
$1.72M 34,753 +34,753 New
IH
8
IFC Holdings
Florida
$1.53M 30,729 +5,346 +21%
SFG
9
SNS Financial Group
Minnesota
$1.45M 29,233 +5,634 +24%
Bank of America
10
Bank of America
North Carolina
$1.26M 25,405 +25,405 New
WEC
11
Winslow Evans & Crocker
Massachusetts
$779K 15,705 +15,705 New
OC
12
Oppenheimer & Co
New York
$729K 14,687 +1,071 +8%
KFC
13
Klingenstein Fields & Co
New York
$632K 12,745 +2,745 +27%
VFS
14
VSR Financial Services
Kansas
$609K 12,285 +49 +0.4%
PFS
15
Prospera Financial Services
Texas
$430K 8,664 +8,664 New
VKH
16
Virtu KCG Holdings
New York
$403K 8,126 -1,189 -13%
I
17
IberiaBank
Louisiana
$233K 4,700 – –
RCAG
18
Rehmann Capital Advisory Group
Michigan
$207K 4,180 +4,180 New
HFS
19
HL Financial Services
Kentucky
$203K 4,100 +4,100 New
AIG
20
American International Group
New York
$142K 2,859 -170 -6%
MFS
21
MSI Financial Services
Massachusetts
$122K 2,455 +2,455 New
PTC
22
Private Trust Company
Ohio
$108K 2,176 +2,176 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$92K 1,846 +600 +48%
Deutsche Bank
24
Deutsche Bank
Germany
$24K 500 -500 -50%
WA
25
WFG Advisors
Texas
$10K 200 +200 New
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