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UBS’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

UBS’s Portfolio FTSL Stock Details FTSL Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$5.05M Sell
103,461
-13,004
-11% -$643K ﹤0.01% 2022
2014
Q2 		$5.8M Buy
116,465
+18,094
+18% +$898K ﹤0.01% 1822
2014
Q1 		$4.89M Buy
98,371
+45,414
+86% +$2.26M ﹤0.01% 1895
2013
Q4 		$2.63M Buy
+52,957
New +$2.62M ﹤0.01% 2543

Other funds holding FTSL

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.57B AUM 25.77% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
AA
Alesco Advisors Pittsford, New York $4.36B AUM 19.15% 1-Year Est. Return
SCA
Strategic Capital Alternatives Gig Harbor, United States $6.3M AUM
First Trust Advisors
First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's FTSL Position: Q3 2014 in Review

UBS reduced its First Trust Senior Loan Fund ETF (FTSL) stake by 11% in Q3 2014, selling an estimated $643K and leaving 103,461 shares worth $5.05M. The position accounts for ﹤0.01% of the portfolio, ranked #2022.

UBS first reported a position in FTSL in Q4 2013 and has held it in 4 quarters since. The position peaked at $5.8M in Q2 2014. 47 funds tracked by Wall St. Rank hold FTSL as of Q3 2014.

  • UBS held 103,461 shares of First Trust Senior Loan Fund ETF worth $5.05M as of Q3 2014.
  • UBS sold 13,004 First Trust Senior Loan Fund ETF shares in Q3 2014, an estimated $643K.
  • First Trust Senior Loan Fund ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2022 holding.
  • UBS first reported a position in First Trust Senior Loan Fund ETF in Q4 2013 and has held it in 4 quarters since.
  • UBS's First Trust Senior Loan Fund ETF position peaked at $5.8M in Q2 2014.
  • 47 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.