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First Trust Senior Loan Fund ETF
FTSL

Overview Fund Activity

47 hedge funds and large institutions have $93.3M invested in First Trust Senior Loan Fund ETF in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+6
Holders Change %
+14.63%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
20
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$7.95M
2
AA
2
Alesco Advisors
New York
$3.84M
3
First Trust Advisors
3
First Trust Advisors
Illinois
$3.33M
4
ACM
4
Argentus Capital Management
Texas
$2M
5
LPL Financial
5
LPL Financial
California
$4.27M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$24.8M
2
BTS
2
BB&T Securities
Virginia
$0
3
BCM
3
Bluefin Capital Management
New York
$2.45M
4
FIM
4
Freedom Investment Management
Connecticut
$0
5
IH
5
IFC Holdings
Florida
$1.46M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$24.8M -$4.51M -92,397 -15%
BFA
2
Beaumont Financial Advisors
Massachusetts
$9.45M +$613K +12,556 +7%
Bank of America
3
Bank of America
North Carolina
$7.95M +$4.55M +93,148 +134%
Stifel Financial
4
Stifel Financial
Missouri
$5.56M +$186K +3,801 +3%
U
5
UBS
Switzerland
$5.05M -$635K -13,004 -11%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$4.32M +$205K +4,200 +5%
LPL Financial
7
LPL Financial
California
$4.27M +$1.66M +34,120 +64%
AA
8
Alesco Advisors
New York
$3.84M +$3.84M +78,670 New
SCA
9
Strategic Capital Alternatives
United States
$3.64M +$3.64M +74,490 New
First Trust Advisors
10
First Trust Advisors
Illinois
$3.33M +$3.33M +68,227 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.33M +$1.16M +23,694 +53%
BCM
12
Bluefin Capital Management
New York
$2.45M -$1.99M -40,664 -45%
ACM
13
Argentus Capital Management
Texas
$2M +$2M +40,892 New
SFG
14
SNS Financial Group
Minnesota
$1.88M +$197K +4,034 +12%
WEC
15
Winslow Evans & Crocker
Massachusetts
$1.67M +$634K +12,974 +61%
IH
16
IFC Holdings
Florida
$1.46M -$1.06M -21,811 -42%
FAAS
17
First Allied Advisory Services
California
$1.25M +$1.03M +21,042 +473%
VFS
18
VSR Financial Services
Kansas
$983K +$123K +2,516 +14%
OC
19
Oppenheimer & Co
New York
$732K +$17.7K +362 +2%
PI
20
Placemark Investments
Illinois
$712K +$134K +2,738 +23%
KFC
21
Klingenstein Fields & Co
New York
$585K -$20.8K -425 -3%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$571K +$571K +11,695 New
VKH
23
Virtu KCG Holdings
New York
$490K +$490K +10,038 New
LPT
24
Legacy Private Trust
Wisconsin
$462K -$979K -20,047 -68%
Jane Street
25
Jane Street
New York
$423K -$736K -15,072 -64%
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