Argentus Capital Management’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

Argentus Capital Management’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-5,872	Closed	-$285K	–	156
2016 Q3	$285K	Buy	5,872 +140	+2%	+$6.77K	0.1%	263
2016 Q2	$274K	Sell	5,732 -17,194	-75%	-$825K	0.12%	262
2016 Q1	$1.09M	Sell	22,926 -5,521	-19%	-$259K	0.38%	65
2015 Q4	$1.33M	Sell	28,447 -53,478	-65%	-$2.55M	0.42%	54
2015 Q3	$3.96M	Buy	81,925 +1,348	+2%	+$66K	0.59%	43
2015 Q2	$3.94M	Buy	80,577 +11,804	+17%	+$582K	0.6%	43
2015 Q1	$3.39M	Buy	68,773 +7,472	+12%	+$366K	0.53%	45
2014 Q4	$2.97M	Buy	61,301 +20,409	+50%	+$997K	0.5%	53
2014 Q3	$2M	Buy	+40,892	New	+$2.02M	0.32%	83

Other funds holding FTSL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

3AM

3D Asset Management Hartford, Connecticut $360M AUM 1.09% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Argentus Capital Management's FTSL Position: Q4 2016 in Review

Argentus Capital Management sold out of First Trust Senior Loan Fund ETF (FTSL) in Q4 2016, closing a stake of 5,872 shares — an estimated $285K sold.

Argentus Capital Management first reported a position in FTSL in Q3 2014 and held it in 9 quarters. The position peaked at $3.96M in Q3 2015. 95 funds tracked by Wall St. Rank hold FTSL as of Q4 2016.

Argentus Capital Management reported no remaining First Trust Senior Loan Fund ETF position as of Q4 2016 after selling out during the quarter.
Argentus Capital Management sold 5,872 First Trust Senior Loan Fund ETF shares in Q4 2016, an estimated $285K.
Argentus Capital Management first reported a position in First Trust Senior Loan Fund ETF in Q3 2014 and held it in 9 quarters.
Argentus Capital Management's First Trust Senior Loan Fund ETF position peaked at $3.96M in Q3 2015.
95 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q4 2016.

Based on Argentus Capital Management's 13F filing for Q4 2016.